Data / Investment advisers / Kentucky / Riverstone Asset Management, LLC
Riverstone Asset Management, LLC, Louisville, KY: $103 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Riverstone Asset Management, LLC is an SEC registered investment adviser with its main office in Louisville, Kentucky and reports $103 million in regulatory assets under management in its Form ADV filed June 23, 2026. Its clients include high net worth individuals, corporations and other businesses and individuals. It is paid through a percentage of assets under management.
The request: Watch Riverstone Asset Management, LLC (CRD number 161087): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 161087
- SEC file number
- 801-136810
- SEC status
- Approved, effective July 22, 2026
- Main office
- 2100 Gardiner Lane, Suite 207, Louisville, KY 40205
- Phone
- (502) 882-5580
- Regulatory AUM
- $103,037,541 in the Form ADV filed June 23, 2026
- Discretionary AUM
- $103,037,541
- Accounts
- 69
- Employees
- 2, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- June 23, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 11 | $82.1 million |
| Corporations or other businesses | Fewer than 5 | $15.2 million |
| Individuals (other than high net worth individuals) | 7 | $5.7 million |
Other advisers in Louisville
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Advantage Investment Management | Louisville | $215.4 million | Not listed | adviserinfo.sec.gov |
| Waycross GP, LLC | Louisville | $156.1 million | 3 | adviserinfo.sec.gov |
| VF Advisors, LLC | Louisville | $150 million | 1 | adviserinfo.sec.gov |
| Mercurio Wealth Advisors | Louisville | $141.1 million | Not listed | adviserinfo.sec.gov |
| Graeter Wealth Advisors, LLC | Louisville | $104.9 million | Not listed | adviserinfo.sec.gov |
| Access Real Estate, LLC | Louisville | $63.4 million | 4 | adviserinfo.sec.gov |
| Hafele Investments | Louisville | $57.7 million | 9 | adviserinfo.sec.gov |
| Chrysalis Ventures | Louisville | Not listed | 5 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Louisville, KY
- Investment advisers in Kentucky
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving corporations and other businesses
- Riverstone Asset Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.