Data / Investment advisers / Kentucky / Mercurio Wealth Advisors
Mercurio Wealth Advisors, Louisville, KY: $141 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Mercurio Wealth Advisors is an SEC registered investment adviser with its main office in Louisville, Kentucky and reports $141 million in regulatory assets under management in its Form ADV filed March 4, 2026. Its clients include individuals, high net worth individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Mercurio Wealth Advisors (CRD number 283632): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 283632
- SEC file number
- 801-121883
- SEC status
- Approved, effective August 25, 2021
- Legal name
- Mercurio & Associates Inc.
- Main office
- 9100 Shelbyville Rd. Suite 150, Louisville, KY 40222
- Phone
- (502) 253-9366
- Regulatory AUM
- $141,065,289 in the Form ADV filed March 4, 2026
- Discretionary AUM
- $141,065,289
- Accounts
- 957
- Employees
- 11, of which 3 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 4, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 431 | $113.5 million |
| High net worth individuals | 15 | $27.1 million |
| Pension and profit sharing plans | 14 | $531,809 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $141.1 million | March 4, 2026 |
| December 1, 2025 | $123.2 million | March 21, 2025 |
Other advisers in Louisville
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Winebrenner Capital Management LLC | Louisville | $260.5 million | 4 | adviserinfo.sec.gov |
| Wealthmd Corporation | Louisville | $250.5 million | Not listed | adviserinfo.sec.gov |
| Advantage Investment Management | Louisville | $215.4 million | Not listed | adviserinfo.sec.gov |
| Waycross GP, LLC | Louisville | $156.1 million | 3 | adviserinfo.sec.gov |
| VF Advisors, LLC | Louisville | $150 million | 1 | adviserinfo.sec.gov |
| Graeter Wealth Advisors, LLC | Louisville | $104.9 million | Not listed | adviserinfo.sec.gov |
| Riverstone Asset Management, LLC | Louisville | $103 million | Not listed | adviserinfo.sec.gov |
| Access Real Estate, LLC | Louisville | $63.4 million | 4 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Louisville, KY
- Investment advisers in Kentucky
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Mercurio Wealth Advisors on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.