Data / Investment advisers / Kentucky / Hafele Investments
Hafele Investments, Louisville, KY: $57.7 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Hafele Investments is an SEC registered investment adviser with its main office in Louisville, Kentucky and reports $57.7 million in regulatory assets under management in its Form ADV filed October 22, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management and fixed fees. It advises 9 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 341803
- SEC file number
- 801-136566
- SEC status
- 120-Day Approval, effective June 22, 2026
- Legal name
- Hafele Investments, Inc.
- Main office
- 500 North Hurstbourne Parkway Suite 425, Louisville, KY 40222
- Phone
- (502) 365-1440
- Regulatory AUM
- $57,736,800 in the Form ADV filed October 22, 2026
- Discretionary AUM
- $57,736,800
- Accounts
- 9
- Employees
- 4, of which 3 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Private funds
- 9: 9 real estate funds
- Gross assets of private funds
- $57,736,800
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 9 | $57.7 million |
Other advisers in Louisville
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| VF Advisors, LLC | Louisville | $150 million | 1 | adviserinfo.sec.gov |
| Mercurio Wealth Advisors | Louisville | $141.1 million | Not listed | adviserinfo.sec.gov |
| Graeter Wealth Advisors, LLC | Louisville | $104.9 million | Not listed | adviserinfo.sec.gov |
| Riverstone Asset Management, LLC | Louisville | $103 million | Not listed | adviserinfo.sec.gov |
| Access Real Estate, LLC | Louisville | $63.4 million | 4 | adviserinfo.sec.gov |
| Chrysalis Ventures | Louisville | Not listed | 5 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Louisville, KY
- Investment advisers in Kentucky
- Advisers with $50 million to $100 million in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Hafele Investments on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.