Data / Investment advisers / Kentucky / Todd Asset Management LLC
Todd Asset Management LLC, Louisville, KY: $6.2 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Todd Asset Management LLC is an SEC registered investment adviser with its main office in Louisville, Kentucky and reports $6.2 billion in regulatory assets under management in its Form ADV filed March 10, 2026. Its clients include state and municipal governments, other investment advisers and high net worth individuals. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Todd Asset Management LLC (CRD number 109473): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 109473
- SEC file number
- 801-55565
- SEC status
- Approved, effective May 15, 1998
- Main office
- 101 South 5th Street Suite 3100, Louisville, KY 40202
- Phone
- (502) 585-3121
- Website
- toddasset.com
- Regulatory AUM
- $6,175,293,606 in the Form ADV filed March 10, 2026
- Discretionary AUM
- $6,175,293,606
- Accounts
- 104
- Employees
- 18, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 10, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| State or municipal government entities | 5 | $4.90 billion |
| Other investment advisers | 16 | $930.8 million |
| High net worth individuals | 43 | $227.3 million |
| Charitable organizations | 6 | $99.6 million |
| Pension and profit sharing plans | 1 | $15.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $6.18 billion | March 10, 2026 |
| December 1, 2025 | $5.09 billion | March 20, 2025 |
Other advisers in Louisville
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| River Road Asset Management, LLC | Louisville | $9.85 billion | Not listed | adviserinfo.sec.gov |
| PNC Real Estate | Louisville | $3.55 billion | 8 | adviserinfo.sec.gov |
| Stegner Investment Associates Inc | Louisville | $2.77 billion | Not listed | adviserinfo.sec.gov |
| Cullinan Associates, Inc. | Louisville | $1.48 billion | Not listed | adviserinfo.sec.gov |
| Strategic Wealth Investment Group, LLC | Louisville | $1.38 billion | Not listed | adviserinfo.sec.gov |
| Private Client Services, LLC | Louisville | $1.38 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Louisville, KY
- Investment advisers in Kentucky
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving state and municipal governments
- Advisers serving other investment advisers
- Todd Asset Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.