Data / Investment advisers / Kentucky / Stegner Investment Associates Inc
Stegner Investment Associates Inc, Louisville, KY: $2.8 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Stegner Investment Associates Inc is an SEC registered investment adviser with its main office in Louisville, Kentucky and reports $2.8 billion in regulatory assets under management in its Form ADV filed September 21, 2026. Its clients include pension and profit sharing plans, high net worth individuals and charitable organizations. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 107480
- SEC file number
- 801-46803
- SEC status
- Approved, effective July 5, 1994
- Main office
- 233 Breckenridge Lane, Louisville, KY 40207
- Phone
- (502) 895-0122
- Regulatory AUM
- $2,768,774,437 in the Form ADV filed September 21, 2026
- Discretionary AUM
- $2,200,360,631
- Non discretionary AUM
- $568,413,806
- Accounts
- 820
- Employees
- 10, of which 5 give investment advice
- Form of organization
- Sub Chapter S
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 21, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 14 | $1.95 billion |
| High net worth individuals | 101 | $571.6 million |
| Charitable organizations | 19 | $166.9 million |
| Individuals (other than high net worth individuals) | 101 | $82.3 million |
| Corporations or other businesses | Fewer than 5 | $3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $2.77 billion | March 24, 2026 |
| December 1, 2025 | $2.41 billion | March 21, 2025 |
Other advisers in Louisville
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| River Road Asset Management, LLC | Louisville | $9.85 billion | Not listed | adviserinfo.sec.gov |
| Todd Asset Management LLC | Louisville | $6.18 billion | Not listed | adviserinfo.sec.gov |
| PNC Real Estate | Louisville | $3.55 billion | 8 | adviserinfo.sec.gov |
| Cullinan Associates, Inc. | Louisville | $1.48 billion | Not listed | adviserinfo.sec.gov |
| Strategic Wealth Investment Group, LLC | Louisville | $1.38 billion | Not listed | adviserinfo.sec.gov |
| Private Client Services, LLC | Louisville | $1.38 billion | Not listed | adviserinfo.sec.gov |
| Barlow Wealth Partners, LLC | Louisville | $1.35 billion | Not listed | adviserinfo.sec.gov |
| KPP Advisory Services LLC | Louisville | $1.24 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Louisville, KY
- Investment advisers in Kentucky
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving high net worth individuals
- Stegner Investment Associates Inc on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.