Data / Investment advisers / Kentucky / Aristides Capital LLC
Aristides Capital LLC, Louisville, KY: $541 million AUM, SEC registered investment adviser
Aristides Capital LLC is an SEC registered investment adviser with its main office in Louisville, Kentucky and reports $541 million in regulatory assets under management in its Form ADV filed May 22, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management and performance based fees. It advises 4 private funds.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 162368
- SEC file number
- 801-119110
- SEC status
- Approved, effective July 22, 2020
- Main office
- 552 E Market St. Ste 200, Louisville, KY 40202
- Phone
- (502) 694-8001
- Website
- aristidescapital.com
- Regulatory AUM
- $541,426,176 in the Form ADV filed May 22, 2026
- Discretionary AUM
- $541,426,176
- Accounts
- 5
- Employees
- 11, of which 8 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 4: 4 hedge funds
- Gross assets of private funds
- $541,426,176
- Other offices
- 1
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- May 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 5 | $541.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $541.4 million | March 13, 2026 |
| December 1, 2025 | $472.8 million | October 29, 2025 |
Other advisers in Louisville
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Saling Wealth Advisors | Louisville | $617.7 million | Not listed | adviserinfo.sec.gov |
| Atlas Brown | Louisville | $605.2 million | Not listed | adviserinfo.sec.gov |
| Reliant Wealth Planning, LLC | Louisville | $595.2 million | Not listed | adviserinfo.sec.gov |
| Alexander Investment Services Co. | Louisville | $576.8 million | Not listed | adviserinfo.sec.gov |
| First Kentucky Securities Corp | Louisville | $566 million | Not listed | adviserinfo.sec.gov |
| Churchill Financial Advisors, LLC | Louisville | $522.9 million | Not listed | adviserinfo.sec.gov |
| Legacy Financial Independent Advisors LLC | Louisville | $484 million | Not listed | adviserinfo.sec.gov |
| Retirement Planning Solutions, LLC | Louisville | $467 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Louisville, KY
- Investment advisers in Kentucky
- Advisers with $500 million to $1 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Aristides Capital LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.