Data / Investment advisers / Private funds / Kentucky
Investment advisers in Kentucky that manage private funds: 21 firms
21 investment advisers with a main office in Kentucky report 96 private funds in Form ADV item 7.B.(1), in the SEC's file of November 2, 2026. The adviser with the most is Middleground Capital.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 21Advisers
- 96Private funds
- 5Exempt reporting advisers
- $5.8 billionGross assets of private funds
- November 2, 2026File date
Advisers by private funds
Ranked by the number of private funds the adviser reports in Form ADV item 7.B.(1). Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | State | Private funds | Hedge | Private equity | Venture capital | Real estate | Fund gross assets | AUM | Source |
|---|---|---|---|---|---|---|---|---|---|---|
| Middleground Capital | Lexington | KY | 24 | Not listed | 24 | Not listed | Not listed | $3.42 billion | $3.89 billion | adviserinfo.sec.gov |
| Egateway Capital, LLC | Covington | KY | 11 | Not listed | Not listed | 11 | Not listed | $88.6 million | Not listed | adviserinfo.sec.gov |
| Hafele Investments | Louisville | KY | 9 | Not listed | Not listed | Not listed | 9 | $57.7 million | $57.7 million | adviserinfo.sec.gov |
| PNC Real Estate | Louisville | KY | 8 | Not listed | 8 | Not listed | Not listed | $349.1 million | $3.55 billion | adviserinfo.sec.gov |
| Castellan | Louisville | KY | 8 | Not listed | 2 | 5 | 1 | $59.9 million | $882.2 million | adviserinfo.sec.gov |
| Demeter Tactical Investments Corp. | Prospect | KY | 5 | 5 | Not listed | Not listed | Not listed | $48.5 million | $265.3 million | adviserinfo.sec.gov |
| Chrysalis Ventures | Louisville | KY | 5 | Not listed | Not listed | 5 | Not listed | $28.3 million | Not listed | adviserinfo.sec.gov |
| Aristides Capital LLC | Louisville | KY | 4 | 4 | Not listed | Not listed | Not listed | $541.4 million | $541.4 million | adviserinfo.sec.gov |
| Winebrenner Capital Management LLC | Louisville | KY | 4 | 4 | Not listed | Not listed | Not listed | $73.7 million | $260.5 million | adviserinfo.sec.gov |
| Access Real Estate, LLC | Louisville | KY | 4 | Not listed | Not listed | Not listed | 4 | $63.4 million | $63.4 million | adviserinfo.sec.gov |
| Waycross GP, LLC | Louisville | KY | 3 | 3 | Not listed | Not listed | Not listed | $156.1 million | $156.1 million | adviserinfo.sec.gov |
| Ramsey Quantitative Systems, Inc. | Louisville | KY | 2 | 2 | Not listed | Not listed | Not listed | $536.6 million | $691.4 million | adviserinfo.sec.gov |
| VF Advisors, LLC | Louisville | KY | 1 | Not listed | Not listed | Not listed | Not listed | $150 million | $150 million | adviserinfo.sec.gov |
| Warlock LTD. | Louisville | KY | 1 | Not listed | 1 | Not listed | Not listed | $79 million | Not listed | adviserinfo.sec.gov |
| E. S. Barr & Company | Lexington | KY | 1 | 1 | Not listed | Not listed | Not listed | $48.2 million | $2.22 billion | adviserinfo.sec.gov |
| Clearleaf | Louisville | KY | 1 | 1 | Not listed | Not listed | Not listed | $47.4 million | Not listed | adviserinfo.sec.gov |
| Parthenon LLC | Louisville | KY | 1 | 1 | Not listed | Not listed | Not listed | $17.8 million | $1.22 billion | adviserinfo.sec.gov |
| Wallace Hart Capital Management | Lexington | KY | 1 | 1 | Not listed | Not listed | Not listed | $17.5 million | $264 million | adviserinfo.sec.gov |
| MCF Advisors, LLC | Lexington | KY | 1 | Not listed | Not listed | Not listed | 1 | $6.7 million | $4.68 billion | adviserinfo.sec.gov |
| Connetic Ventures | Covington | KY | 1 | Not listed | Not listed | 1 | Not listed | $500,000 | $41.3 million | adviserinfo.sec.gov |
| Oak Proof Management LLC | Louisville | KY | 1 | Not listed | Not listed | 1 | Not listed | Not listed | Not listed | adviserinfo.sec.gov |
Also on SpecStream
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.