Data / Investment advisers / Serving pension and profit sharing plans / Kentucky
Investment advisers in Kentucky serving pension and profit sharing plans: 32 firms
32 SEC registered investment advisers with a main office in Kentucky report pension and profit sharing plans among their clients in Form ADV item 5.D, and together they attribute $6.6 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Stegner Investment Associates Inc.
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- 32Advisers
- $6.6 billionAUM from this client type
- 32Advisers over $100 million
- November 2, 2026File date
Advisers in Kentucky serving pension and profit sharing plans
Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | Clients of this type | AUM from this type | Total AUM | Source |
|---|
| Stegner Investment Associates Inc | Louisville | 14 | $1.95 billion | $2.77 billion | adviserinfo.sec.gov |
| MCF Advisors, LLC | Lexington | 69 | $1.85 billion | $4.68 billion | adviserinfo.sec.gov |
| River Road Asset Management, LLC | Louisville | 22 | $1.56 billion | $9.85 billion | adviserinfo.sec.gov |
| Meridian Wealth Management, LLC | Lexington | 108 | $608.7 million | $4.98 billion | adviserinfo.sec.gov |
| Waycross Partners, LLC | Louisville | 13 | $119.5 million | $1.18 billion | adviserinfo.sec.gov |
| Alpha Financial Partners LLC | Lexington | 41 | $115.2 million | $459.9 million | adviserinfo.sec.gov |
| Family Wealth Planning Partners | Louisville | 75 | $73.6 million | $317.4 million | adviserinfo.sec.gov |
| Alexander Investment Services Co. | Louisville | 24 | $55.2 million | $576.8 million | adviserinfo.sec.gov |
| Ballast, Inc. | Lexington | 17 | $29.1 million | $751.5 million | adviserinfo.sec.gov |
| Renaissance Investment Management | Covington | 1 | $27.1 million | $2.91 billion | adviserinfo.sec.gov |
| The Gleason Group, Inc. | Prospect | 10 | $26.4 million | $1.61 billion | adviserinfo.sec.gov |
| Advantage Investment Management | Louisville | 8 | $25 million | $215.4 million | adviserinfo.sec.gov |
| Itrust Asset Management, LLC | Lexington | 5 | $23.6 million | $211.9 million | adviserinfo.sec.gov |
| E. S. Barr & Company | Lexington | 9 | $22.5 million | $2.22 billion | adviserinfo.sec.gov |
| Parthenon LLC | Louisville | 4 | $18.9 million | $1.22 billion | adviserinfo.sec.gov |
| Todd Asset Management LLC | Louisville | 1 | $15.9 million | $6.18 billion | adviserinfo.sec.gov |
| Journey Advisory Group, LLC | Covington | 7 | $11.3 million | $1.65 billion | adviserinfo.sec.gov |
| Van Leeuwen Retirement & Investment Services | Richmond | 4 | $10.3 million | $559.4 million | adviserinfo.sec.gov |
| Magnate Advisory Services, LLC | Louisville | 4 | $9.9 million | $314.1 million | adviserinfo.sec.gov |
| FWG Investments, LLC | Lexington | 28 | $9.3 million | $349 million | adviserinfo.sec.gov |
| Cullinan Associates, Inc. | Louisville | 3 | $6.8 million | $1.48 billion | adviserinfo.sec.gov |
| Access Wealth Management, LLC | Louisville | Fewer than 5 | $5.2 million | $357.7 million | adviserinfo.sec.gov |
| Asio Capital LLC | Lexington | 3 | $4.8 million | $805.1 million | adviserinfo.sec.gov |
| Ricketts Financial, LLC | Louisville | Fewer than 5 | $4.7 million | $314 million | adviserinfo.sec.gov |
| Wallace Hart Capital Management | Lexington | 1 | $4.3 million | $264 million | adviserinfo.sec.gov |
| Graeter Wealth Advisors, LLC | Louisville | Fewer than 5 | $3.2 million | $104.9 million | adviserinfo.sec.gov |
| First Kentucky Securities Corp | Louisville | 2 | $3 million | $566 million | adviserinfo.sec.gov |
| Private Client Services, LLC | Louisville | 35 | $750,841 | $1.38 billion | adviserinfo.sec.gov |
| Centerline Wealth Advisors, LLC | Louisville | 1 | $729,114 | $326 million | adviserinfo.sec.gov |
| Lockshield Partners, Inc. | Glasgow | 1 | $684,877 | $290.6 million | adviserinfo.sec.gov |
| Mercurio Wealth Advisors | Louisville | 14 | $531,809 | $141.1 million | adviserinfo.sec.gov |
| Atlas Brown | Louisville | Fewer than 5 | $42 | $605.2 million | adviserinfo.sec.gov |
Also on SpecStream
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.