Data / Investment advisers / Florida / Sound Income Strategies, LLC
Sound Income Strategies, LLC, Fort Lauderdale, FL: $4.2 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Sound Income Strategies, LLC is an SEC registered investment adviser with its main office in Fort Lauderdale, Florida and reports $4.2 billion in regulatory assets under management in its Form ADV filed January 23, 2026. Its clients include individuals, high net worth individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 173272
- SEC file number
- 801-80425
- SEC status
- Approved, effective October 22, 2014
- Main office
- 500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309
- Phone
- (954) 487-1860
- Website
- thecapitalizedretirement.com
- Regulatory AUM
- $4,181,062,401 in the Form ADV filed January 23, 2026
- Discretionary AUM
- $3,919,508,068
- Non discretionary AUM
- $261,554,333
- Accounts
- 24,756
- Employees
- 134, of which 134 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 99
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- January 23, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 24,261 | $3.38 billion |
| High net worth individuals | 473 | $786.2 million |
| Corporations or other businesses | 18 | $14.7 million |
| Pension and profit sharing plans | 4 | $3.9 million |
| Investment companies | 1 | Not listed |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| February 2, 2026 | $4.18 billion | January 23, 2026 |
| December 1, 2025 | $4.04 billion | November 26, 2025 |
Other advisers in Fort Lauderdale
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| GQG Partners | Fort Lauderdale | $163.86 billion | 6 | adviserinfo.sec.gov |
| Deerpath Capital Management, LP | Fort Lauderdale | $9.03 billion | 20 | adviserinfo.sec.gov |
| Community Capital Management, LLC | Fort Lauderdale | $7.00 billion | Not listed | adviserinfo.sec.gov |
| Imperial Fund Asset Management LLC | Fort Lauderdale | $6.84 billion | 4 | adviserinfo.sec.gov |
| Provenance Wealth Advisors | Fort Lauderdale | $3.63 billion | Not listed | adviserinfo.sec.gov |
| HOLDCO Asset Management, LP | Fort Lauderdale | $2.76 billion | 4 | adviserinfo.sec.gov |
| Occudo Quantitative Strategies LP | Fort Lauderdale | $2.22 billion | 1 | adviserinfo.sec.gov |
| Palisades Hudson Asset Management, L.P. | Fort Lauderdale | $1.84 billion | 3 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Fort Lauderdale, FL
- Investment advisers in Florida
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Sound Income Strategies, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.