Data / Investment advisers / Serving individuals / Vermont
Investment advisers in Vermont serving individuals: 30 firms
30 SEC registered investment advisers with a main office in Vermont report individuals among their clients in Form ADV item 5.D, and together they attribute $4 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Esi Financial Advisors.
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- 30Advisers
- $4 billionAUM from this client type
- 30Advisers over $100 million
- November 2, 2026File date
Advisers in Vermont serving individuals
Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | Clients of this type | AUM from this type | Total AUM | Source |
|---|
| Esi Financial Advisors | Montpelier | 8,856 | $1.43 billion | $2.78 billion | adviserinfo.sec.gov |
| Maple Capital Management, Inc. | Montpelier | 909 | $471.1 million | $2.58 billion | adviserinfo.sec.gov |
| One Day in July LLC | Burlington | 972 | $392.8 million | $1.36 billion | adviserinfo.sec.gov |
| Prentiss Smith & Company, Inc. | Brattleboro | 290 | $258.1 million | $453.1 million | adviserinfo.sec.gov |
| Silverlake Wealth Management LLC | Williston | 774 | $217 million | $849.1 million | adviserinfo.sec.gov |
| Hanson & Doremus Investment Management | Burlington | 334 | $134.5 million | $1.06 billion | adviserinfo.sec.gov |
| Broadlake Financial Management | South Burlington | 356 | $101.2 million | $409.6 million | adviserinfo.sec.gov |
| Antoine Williams & Associates Wealth Management, LLC | Shelburne | 233 | $97.4 million | $318.9 million | adviserinfo.sec.gov |
| Marble Trail Advisors | Middlebury | 180 | $95.5 million | $582.7 million | adviserinfo.sec.gov |
| Bennington Financial Planning Group | Bennington | 256 | $94.4 million | $281.5 million | adviserinfo.sec.gov |
| Williams Financial, LLC | North Bennington | 198 | $82.3 million | $209.9 million | adviserinfo.sec.gov |
| Stage 2 Planning Partners LLC | S Burlington | 283 | $70.1 million | $106.5 million | adviserinfo.sec.gov |
| Intrack Investment Management, Inc. | South Burlington | 133 | $66.4 million | $275.7 million | adviserinfo.sec.gov |
| Quantum Leap Capital, LLC | South Burlington | 295 | $62.3 million | $120.5 million | adviserinfo.sec.gov |
| Equinox Financial Advisors, Inc. | Manchester Center | 273 | $50.6 million | $110.9 million | adviserinfo.sec.gov |
| Otto & Associates, Inc. | Norwich | 76 | $44.1 million | $286.6 million | adviserinfo.sec.gov |
| Rock Point Advisors, LLC | Burlington | 82 | $43 million | $655.7 million | adviserinfo.sec.gov |
| Clean Yield Asset Management | Norwich | 91 | $37.5 million | $571.2 million | adviserinfo.sec.gov |
| Copper Leaf Financial, LLC | Williston | 59 | $36.8 million | $219.6 million | adviserinfo.sec.gov |
| Westview Investment Advisors | Burlington | 99 | $32 million | $228.6 million | adviserinfo.sec.gov |
| Pathway Financial Advisors, LLC | South Burlington | 53 | $30.8 million | $1.65 billion | adviserinfo.sec.gov |
| Farrow Financial Inc | South Burlington | 95 | $27.4 million | $280.1 million | adviserinfo.sec.gov |
| Milne Financial Planning, Inc. | Saint Johnsbury | 82 | $26.9 million | $111.3 million | adviserinfo.sec.gov |
| 44 North Capital, LLC | Burlington | 208 | $25.6 million | $125.1 million | adviserinfo.sec.gov |
| Manchester Capital Management LLC | Manchester | 58 | $25.3 million | $2.83 billion | adviserinfo.sec.gov |
| M. Kraus & Company | Shelburne | 88 | $24.1 million | $559.3 million | adviserinfo.sec.gov |
| Poulos Advisors, Inc. | South Burlington | 60 | $17.8 million | $150.4 million | adviserinfo.sec.gov |
| Hutner Capital Management Inc. | Manchester | 33 | $8.2 million | $271.2 million | adviserinfo.sec.gov |
| DWV Advisors, LLC | Essex Junction | 9 | $5.9 million | $156.6 million | adviserinfo.sec.gov |
| Birchview Capital, LP | Burlington | Fewer than 5 | $720,538 | $239.1 million | adviserinfo.sec.gov |
Also on SpecStream
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.