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Data / Investment advisers / Vermont

Investment advisers in Vermont: 40 firms, $76.8 billion in AUM

40 investment advisers have their main office in Vermont: 34 SEC registered and 6 exempt reporting. The registered advisers report $76.8 billion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is NLG Capital LLC with $46.5 billion.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

Get advisers in Vermont over $100 millionWatch new advisers in VermontGet private fund advisers in Vermont
  • 40Advisers
  • 34SEC registered
  • 6Exempt reporting
  • $76.8 billionTotal AUM
  • 33Advisers over $100 million
  • 11Manage private funds
  • November 2, 2026File date

Largest advisers by AUM

Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.

AdviserCityAUMAccountsEmployeesPrivate fundsPhoneWebsiteSource
NLG Capital LLCMontpelier$46.55 billion1054Not listed(802) 229-3773adviserinfo.sec.gov
Champlain Investment Partners, LLCBurlington$10.18 billion88324(802) 846-6200cipvt.comadviserinfo.sec.gov
Manchester Capital Management LLCManchester$2.83 billion1,4573816(802) 362-4410mcmllc.comadviserinfo.sec.gov
Esi Financial AdvisorsMontpelier$2.78 billion12,379500Not listed(800) 344-7437equity-services.comadviserinfo.sec.gov
Maple Capital Management, Inc.Montpelier$2.58 billion3,57927Not listed(802) 229-2838adviserinfo.sec.gov
Pathway Financial Advisors, LLCSouth Burlington$1.65 billion1,14711Not listed(802) 660-7086adviserinfo.sec.gov
One Day in July LLCBurlington$1.36 billion4,01123Not listed(802) 503-8280adviserinfo.sec.gov
Hanson & Doremus Investment ManagementBurlington$1.06 billion1,55714Not listed(802) 658-2668hansondoremus.comadviserinfo.sec.gov
Silverlake Wealth Management LLCWilliston$849.1 million2,64113Not listed(802) 857-5083adviserinfo.sec.gov
Rock Point Advisors, LLCBurlington$655.7 million4939Not listed(802) 864-2266rockpointadvisors.comadviserinfo.sec.gov
Marble Trail AdvisorsMiddlebury$582.7 million1,4469Not listed(802) 388-6300marbletrail.comadviserinfo.sec.gov
Clean Yield Asset ManagementNorwich$571.2 million6679Not listed(802) 526-2525cleanyield.comadviserinfo.sec.gov
M. Kraus & CompanyShelburne$559.3 million4835Not listed(802) 985-2620mkrausco.comadviserinfo.sec.gov
Prentiss Smith & Company, Inc.Brattleboro$453.1 million6228Not listed(802) 254-2913prentiss-smith.comadviserinfo.sec.gov
Broadlake Financial ManagementSouth Burlington$409.6 million1,1665Not listed(802) 863-4463broadlakefinancial.comadviserinfo.sec.gov
Antoine Williams & Associates Wealth Management, LLCShelburne$318.9 million9933Not listed(802) 985-8808antoinewilliamsandassoc.comadviserinfo.sec.gov
Otto & Associates, Inc.Norwich$286.6 million6296Not listed(802) 649-1946ottoandassociates.comadviserinfo.sec.gov
Bennington Financial Planning GroupBennington$281.5 million7583Not listed(802) 447-1530adviserinfo.sec.gov
Farrow Financial IncSouth Burlington$280.1 million5734Not listed(802) 728-4287farrowfinancial.comadviserinfo.sec.gov
Teucrium Investment Advisors, LLCBurlington$277.4 million1312Not listed(802) 540-0019insights.teucrium.comadviserinfo.sec.gov
Intrack Investment Management, Inc.South Burlington$275.7 million5904Not listed(802) 658-0625intrackinvest.comadviserinfo.sec.gov
Hutner Capital Management Inc.Manchester$271.2 million12243(802) 366-8157hutnercapital.comadviserinfo.sec.gov
Birchview Capital, LPBurlington$239.1 million1662(802) 923-3826birchviewcapital.comadviserinfo.sec.gov
Westview Investment AdvisorsBurlington$228.6 million4765Not listed(802) 489-5342westviewinvest.comadviserinfo.sec.gov
Copper Leaf Financial, LLCWilliston$219.6 million5524Not listed(802) 878-2731adviserinfo.sec.gov
Williams Financial, LLCNorth Bennington$209.9 million8377Not listed(866) 986-4469williamsfinancial.netadviserinfo.sec.gov
DWV Advisors, LLCEssex Junction$156.6 million551Not listed(802) 879-3766dwvadvisors.comadviserinfo.sec.gov
Poulos Advisors, Inc.South Burlington$150.4 million3193Not listed(802) 862-7361adviserinfo.sec.gov
44 North Capital, LLCBurlington$125.1 million4383Not listed(802) 300-061444ncap.comadviserinfo.sec.gov
Quantum Leap Capital, LLCSouth Burlington$120.5 million57551(802) 448-2882adviserinfo.sec.gov
Milne Financial Planning, Inc.Saint Johnsbury$111.3 million3763Not listed(802) 249-7107milnefeeonly.comadviserinfo.sec.gov
Equinox Financial Advisors, Inc.Manchester Center$110.9 million5952Not listed(802) 367-7750adviserinfo.sec.gov
Stage 2 Planning Partners LLCS Burlington$106.5 million5732Not listed(802) 846-1264stage2planning.comadviserinfo.sec.gov
Gaingels Ventures LLCBurlingtonNot listedNot listedNot listed734(718) 644-8414adviserinfo.sec.gov
Gaingels Management LLCBurlingtonNot listedNot listedNot listed201(718) 644-8414adviserinfo.sec.gov
Tres Palmas VenturesBurlingtonNot listedNot listedNot listed5(310) 467-5699thefundathula.comadviserinfo.sec.gov
Addisonmanagement, Inc.ShelburneNot listedNot listedNot listed4(802) 923-1500adviserinfo.sec.gov
Bullrock Management LLCSouth BurlingtonNot listedNot listedNot listed1(802) 985-1460bullrockcorp.comadviserinfo.sec.gov
Gaingels 10x Capital Diversity Management LLCBurlingtonNot listedNot listedNot listed1(718) 644-8414adviserinfo.sec.gov
Leagueshares Advisors, LLCBurlingtonNot listed03Not listed(802) 540-0019leagueshares.comadviserinfo.sec.gov

Advisers in Vermont that manage private funds

11 advisers report private funds. The 40 with the most funds.

AdviserCityStatePrivate fundsHedgePrivate equityVenture capitalReal estateFund gross assetsAUMSource
Gaingels Ventures LLCBurlingtonVT734Not listedNot listed734Not listed$266.7 millionNot listedadviserinfo.sec.gov
Gaingels Management LLCBurlingtonVT201Not listedNot listed201Not listed$117.5 millionNot listedadviserinfo.sec.gov
Manchester Capital Management LLCManchesterVT16447Not listed$515.4 million$2.83 billionadviserinfo.sec.gov
Tres Palmas VenturesBurlingtonVT5Not listedNot listed5Not listed$94.4 millionNot listedadviserinfo.sec.gov
Champlain Investment Partners, LLCBurlingtonVT4Not listedNot listedNot listedNot listed$399.9 million$10.18 billionadviserinfo.sec.gov
Addisonmanagement, Inc.ShelburneVT4Not listedNot listed4Not listed$43.5 millionNot listedadviserinfo.sec.gov
Hutner Capital Management Inc.ManchesterVT33Not listedNot listedNot listed$80.5 million$271.2 millionadviserinfo.sec.gov
Birchview Capital, LPBurlingtonVT22Not listedNot listedNot listed$97.5 million$239.1 millionadviserinfo.sec.gov
Quantum Leap Capital, LLCSouth BurlingtonVT11Not listedNot listedNot listed$1.4 million$120.5 millionadviserinfo.sec.gov
Bullrock Management LLCSouth BurlingtonVT1Not listed1Not listedNot listed$15.5 millionNot listedadviserinfo.sec.gov
Gaingels 10x Capital Diversity Management LLCBurlingtonVT1Not listedNot listed1Not listed$35.6 millionNot listedadviserinfo.sec.gov

Newest SEC registrations in Vermont

3 advisers with an SEC status effective in the 90 days to November 2, 2026.

AdviserCityStateSEC status effectiveAUMWebsiteSource
Leagueshares Advisors, LLCBurlingtonVTOctober 30, 2026Not listedleagueshares.comadviserinfo.sec.gov
Equinox Financial Advisors, Inc.Manchester CenterVTAugust 20, 2026$110.9 millionadviserinfo.sec.gov
Milne Financial Planning, Inc.Saint JohnsburyVTAugust 10, 2026$111.3 millionmilnefeeonly.comadviserinfo.sec.gov

Cities in Vermont

CityAdvisersAUM
Burlington13$14.13 billion

More ways to read Vermont

Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.