Data / Investment advisers / Serving high net worth individuals / Vermont
Investment advisers in Vermont serving high net worth individuals: 31 firms
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
31 SEC registered investment advisers with a main office in Vermont report high net worth individuals among their clients in Form ADV item 5.D, and together they attribute $14.2 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Manchester Capital Management LLC.
The request: Every investment adviser in Vermont that serves high net worth individuals, with AUM, phone and website. $10 of work on sign-up, no card.
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- 31Advisers
- $14.2 billionAUM from this client type
- 31Advisers over $100 million
- November 2, 2026File date
Advisers in Vermont serving high net worth individuals
Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | Clients of this type | AUM from this type | Total AUM | Source |
|---|
| Manchester Capital Management LLC | Manchester | 153 | $2.20 billion | $2.83 billion | adviserinfo.sec.gov |
| Maple Capital Management, Inc. | Montpelier | 654 | $1.90 billion | $2.58 billion | adviserinfo.sec.gov |
| Pathway Financial Advisors, LLC | South Burlington | 200 | $1.42 billion | $1.65 billion | adviserinfo.sec.gov |
| Esi Financial Advisors | Montpelier | 3,041 | $1.21 billion | $2.78 billion | adviserinfo.sec.gov |
| One Day in July LLC | Burlington | 379 | $935.8 million | $1.36 billion | adviserinfo.sec.gov |
| Hanson & Doremus Investment Management | Burlington | 250 | $867.1 million | $1.06 billion | adviserinfo.sec.gov |
| Silverlake Wealth Management LLC | Williston | 254 | $597.2 million | $849.1 million | adviserinfo.sec.gov |
| Rock Point Advisors, LLC | Burlington | 150 | $564.4 million | $655.7 million | adviserinfo.sec.gov |
| M. Kraus & Company | Shelburne | 131 | $518.3 million | $559.3 million | adviserinfo.sec.gov |
| Clean Yield Asset Management | Norwich | 155 | $508.4 million | $571.2 million | adviserinfo.sec.gov |
| Marble Trail Advisors | Middlebury | 188 | $483.4 million | $582.7 million | adviserinfo.sec.gov |
| Broadlake Financial Management | South Burlington | 95 | $290.5 million | $409.6 million | adviserinfo.sec.gov |
| Farrow Financial Inc | South Burlington | 99 | $252.7 million | $280.1 million | adviserinfo.sec.gov |
| Otto & Associates, Inc. | Norwich | 76 | $242.4 million | $286.6 million | adviserinfo.sec.gov |
| Antoine Williams & Associates Wealth Management, LLC | Shelburne | 91 | $221.5 million | $318.9 million | adviserinfo.sec.gov |
| Copper Leaf Financial, LLC | Williston | 78 | $179.8 million | $219.6 million | adviserinfo.sec.gov |
| Intrack Investment Management, Inc. | South Burlington | 56 | $176.2 million | $275.7 million | adviserinfo.sec.gov |
| Westview Investment Advisors | Burlington | 66 | $175.8 million | $228.6 million | adviserinfo.sec.gov |
| Bennington Financial Planning Group | Bennington | 120 | $168.4 million | $281.5 million | adviserinfo.sec.gov |
| Hutner Capital Management Inc. | Manchester | 76 | $167.6 million | $271.2 million | adviserinfo.sec.gov |
| Prentiss Smith & Company, Inc. | Brattleboro | 10 | $152.4 million | $453.1 million | adviserinfo.sec.gov |
| DWV Advisors, LLC | Essex Junction | 6 | $150.7 million | $156.6 million | adviserinfo.sec.gov |
| Champlain Investment Partners, LLC | Burlington | 8 | $147.5 million | $10.18 billion | adviserinfo.sec.gov |
| Poulos Advisors, Inc. | South Burlington | 55 | $130.4 million | $150.4 million | adviserinfo.sec.gov |
| Birchview Capital, LP | Burlington | Fewer than 5 | $126.1 million | $239.1 million | adviserinfo.sec.gov |
| Williams Financial, LLC | North Bennington | 63 | $121.7 million | $209.9 million | adviserinfo.sec.gov |
| 44 North Capital, LLC | Burlington | 217 | $96.4 million | $125.1 million | adviserinfo.sec.gov |
| Milne Financial Planning, Inc. | Saint Johnsbury | 34 | $82.5 million | $111.3 million | adviserinfo.sec.gov |
| Equinox Financial Advisors, Inc. | Manchester Center | 39 | $58.7 million | $110.9 million | adviserinfo.sec.gov |
| Quantum Leap Capital, LLC | South Burlington | 38 | $58.2 million | $120.5 million | adviserinfo.sec.gov |
| Stage 2 Planning Partners LLC | S Burlington | 23 | $34.3 million | $106.5 million | adviserinfo.sec.gov |
Also on SpecStream
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.