Data / Investment advisers / Serving individuals / Iowa
Investment advisers in Iowa serving individuals: 81 firms
81 SEC registered investment advisers with a main office in Iowa report individuals among their clients in Form ADV item 5.D, and together they attribute $116 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Cambridge Investment Research Advisors, Inc.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 81Advisers
- $116 billionAUM from this client type
- 81Advisers over $100 million
- November 2, 2026File date
Advisers in Iowa serving individuals
Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | Clients of this type | AUM from this type | Total AUM | Source |
|---|
| Cambridge Investment Research Advisors, Inc. | Fairfield | 308,441 | $65.01 billion | $138.69 billion | adviserinfo.sec.gov |
| Transamerica Retirement Advisors, LLC | Cedar Rapids | 212,700 | $17.45 billion | $18.83 billion | adviserinfo.sec.gov |
| Principal Securities, Inc. | Des Moines | 49,012 | $11.21 billion | $17.02 billion | adviserinfo.sec.gov |
| BFC Planning, Inc. | Cedar Rapids | 10,753 | $2.35 billion | $3.84 billion | adviserinfo.sec.gov |
| Integrity Alliance, LLC | Urbandale | 9,578 | $2.18 billion | $5.41 billion | adviserinfo.sec.gov |
| Principal Asset Management | Des Moines | 6,014 | $2.11 billion | $427.71 billion | adviserinfo.sec.gov |
| Avantax Planning Partners, Inc. | Dubuque | 6,299 | $1.62 billion | $7.57 billion | adviserinfo.sec.gov |
| Ausdal Financial Partners, Inc. | Davenport | 12,432 | $1.57 billion | $3.73 billion | adviserinfo.sec.gov |
| Principal Advised Services | Des Moines | 23,100 | $1.33 billion | $1.42 billion | adviserinfo.sec.gov |
| Nations Financial Group, Inc. | Cedar Rapids | 3,900 | $1.21 billion | $4.77 billion | adviserinfo.sec.gov |
| Foster Group, Inc. | Urbandale | 1,241 | $872.1 million | $4.78 billion | adviserinfo.sec.gov |
| Berthel Fisher & Company Financial Services, Inc. | Cedar Rapids | 3,278 | $719.9 million | $906.4 million | adviserinfo.sec.gov |
| Rda Financial Network | Akron | 1,488 | $550.1 million | $675.2 million | adviserinfo.sec.gov |
| Steele Capital Management, Inc. | Dubuque | 939 | $387.6 million | $3.55 billion | adviserinfo.sec.gov |
| Merkle Retirement Planning | Grimes | 728 | $366.2 million | $568.8 million | adviserinfo.sec.gov |
| Northwest Wealth Management, LLC | Spencer | 1,862 | $349.5 million | $1.03 billion | adviserinfo.sec.gov |
| Legacy Financial Group | Des Moines | 1,136 | $311.9 million | $1.01 billion | adviserinfo.sec.gov |
| Accel Wealth Management | Waverly | 1,124 | $309.3 million | $1.15 billion | adviserinfo.sec.gov |
| Stackstone Wealth, LLC | Dubuque | 3,125 | $301.5 million | $1.49 billion | adviserinfo.sec.gov |
| Basepoint Wealth, LLC | Cedar Rapids | 981 | $279.1 million | $883.8 million | adviserinfo.sec.gov |
| Oasis Advisors | Forest City | 4,960 | $265 million | $277.7 million | adviserinfo.sec.gov |
| Dynamic Financial Group | Cedar Falls | 697 | $225 million | $539.6 million | adviserinfo.sec.gov |
| Independent Wealth Network, Inc. | Urbandale | 1,183 | $200 million | $518.4 million | adviserinfo.sec.gov |
| Peterson Financial Group, Inc. | Des Moines | 452 | $194.1 million | $299.2 million | adviserinfo.sec.gov |
| Aegis Wealth Management, Inc. | Guthrie Center | 2,334 | $189.5 million | $216.5 million | adviserinfo.sec.gov |
| Beacon Capital, LLC | Cedar Rapids | 580 | $188.4 million | $278.3 million | adviserinfo.sec.gov |
| Bradford Financial Center | Clarion | 597 | $167 million | $229.7 million | adviserinfo.sec.gov |
| Five Talents Financial Management Group LLC | West des Moines | 992 | $166.2 million | $256 million | adviserinfo.sec.gov |
| FSB Premier Wealth Management, Inc. | Waterloo | 778 | $163.3 million | $431.7 million | adviserinfo.sec.gov |
| TFP Management, LLC | Bettendorf | 592 | $153.2 million | $273 million | adviserinfo.sec.gov |
| Matheson & Rock Wealth Management, LLC | Davenport | 265 | $149 million | $530 million | adviserinfo.sec.gov |
| Des Moines Investments, LLC | Des Moines | 625 | $146 million | $246 million | adviserinfo.sec.gov |
| Weitzel Financial Services, Inc. | Dubuque | 831 | $142.7 million | $327.8 million | adviserinfo.sec.gov |
| Compass Financial Services | West des Moines | 788 | $137.3 million | $407.4 million | adviserinfo.sec.gov |
| Gilbert & Cook, Inc. | West des Moines | 458 | $135.7 million | $1.70 billion | adviserinfo.sec.gov |
| Vivid Wealth Management, LLC | West des Moines | 341 | $128.2 million | $290.9 million | adviserinfo.sec.gov |
| Wealth Advisors of Iowa, LLC | West des Moines | 383 | $116.3 million | $539.4 million | adviserinfo.sec.gov |
| Principal Real Estate | Des Moines | 427 | $112.8 million | $105.65 billion | adviserinfo.sec.gov |
| Tuve Investment Management, Inc. | Waterloo | 467 | $110.3 million | $147.7 million | adviserinfo.sec.gov |
| The Life Group Financial Services | Dubuque | 1,235 | $110.3 million | $146.2 million | adviserinfo.sec.gov |
| Mokosak Advisory Group, LLC | Urbandale | 357 | $106.8 million | $413.9 million | adviserinfo.sec.gov |
| Wealthspan Partners, LLC | Davenport | 307 | $103.8 million | $451.1 million | adviserinfo.sec.gov |
| Nikulski Financial, Inc. | Bettendorf | 352 | $103.3 million | $449 million | adviserinfo.sec.gov |
| Boyle Capital | West des Moines | 331 | $101.5 million | $342 million | adviserinfo.sec.gov |
| DMKC Advisory Services, LLC | Des Moines | 219 | $94.2 million | $902.5 million | adviserinfo.sec.gov |
| Clarity Asset Management, Inc. | Ames | 182 | $87.2 million | $257.4 million | adviserinfo.sec.gov |
| Weis Advisory | Clive | 585 | $86.3 million | $225.6 million | adviserinfo.sec.gov |
| Altitude Capital Management LLC | Des Moines | 360 | $81.2 million | $103.6 million | adviserinfo.sec.gov |
| Quad-Cities Investment Group, LLC | Davenport | 456 | $81.1 million | $425.5 million | adviserinfo.sec.gov |
| Ao Wealth Advisory | Urbandale | 238 | $78.5 million | $213.2 million | adviserinfo.sec.gov |
| Cedar Point Capital Partners, LLC | Cedar Rapids | 190 | $75.5 million | $248.1 million | adviserinfo.sec.gov |
| Pecaut Wealth Management | Sioux City | 144 | $70.1 million | $381.8 million | adviserinfo.sec.gov |
| BSC Capital Partners, LLC | West des Moines | 288 | $70 million | $125.8 million | adviserinfo.sec.gov |
| West Financial Advisors, L.L.C. | Des Moines | 138 | $67.8 million | $674.2 million | adviserinfo.sec.gov |
| Midwest Heritage Financial Advisors | West des Moines | 219 | $65.7 million | $398.7 million | adviserinfo.sec.gov |
| Wealth Advisors Group, LLC | Coralville | 182 | $65.5 million | $278.5 million | adviserinfo.sec.gov |
| Cedar Valley Wealth Advisors | Cedar Falls | 66 | $62.5 million | $172.5 million | adviserinfo.sec.gov |
| Polson Wealth Management | Des Moines | 102 | $60.4 million | $139.2 million | adviserinfo.sec.gov |
| Retireright Consulting Group | West des Moines | 289 | $60 million | $561.1 million | adviserinfo.sec.gov |
| Friday Financial | Dubuque | 191 | $59.3 million | $409.3 million | adviserinfo.sec.gov |
| Plan2thrive Financial | Eldridge | 197 | $56.4 million | $147.5 million | adviserinfo.sec.gov |
| Syverson Strege | West des Moines | 227 | $53.7 million | $910.8 million | adviserinfo.sec.gov |
| Stonefield Investment Advisory, Inc. | Cedar Rapids | 152 | $49.6 million | $120.3 million | adviserinfo.sec.gov |
| Van Diest Capital | Polk City | 359 | $49.6 million | $144.1 million | adviserinfo.sec.gov |
| Keystone Wealth Management | Waterloo | 164 | $46.8 million | $137.4 million | adviserinfo.sec.gov |
| Visionx Wealth Partners | Fort Dodge | 201 | $45.9 million | $110.2 million | adviserinfo.sec.gov |
| Forrest Financial Services | Windsor Heights | 54 | $44 million | $154 million | adviserinfo.sec.gov |
| Wilon Wealth Management | Urbandale | 220 | $43.6 million | $264.1 million | adviserinfo.sec.gov |
| Kane Company Wealth Management, Inc. | Johnston | 120 | $41.2 million | $284.7 million | adviserinfo.sec.gov |
| LSB Wealth Management | Ankeny | 226 | $37.8 million | $228.8 million | adviserinfo.sec.gov |
| Midwestern Financial Group | Iowa City | 94 | $37.4 million | $172.8 million | adviserinfo.sec.gov |
| Arnold and Mote Wealth Management | Hiawatha | 80 | $34.8 million | $168.2 million | adviserinfo.sec.gov |
| Lane Family Wealth Management | North Liberty | 149 | $31.3 million | $142.7 million | adviserinfo.sec.gov |
| Water Valley Investment Advisors, Inc. | Sioux Center | 108 | $30.9 million | $157.2 million | adviserinfo.sec.gov |
| Iowa Wealth Management, LLC | West des Moines | 98 | $26.9 million | $123.9 million | adviserinfo.sec.gov |
| Bridgeway Wealth Management, LLC | Cedar Rapids | 130 | $26.3 million | $164.6 million | adviserinfo.sec.gov |
| Paladin Wealth Partners | Clive | 43 | $26.3 million | $279.8 million | adviserinfo.sec.gov |
| Valiant Wealth, LLC | West des Moines | 93 | $25.1 million | $423.1 million | adviserinfo.sec.gov |
| Investment Consulting Group Inc | Davenport | 53 | $22.7 million | $2.84 billion | adviserinfo.sec.gov |
| Legacy Bridge Private Family Offices | West des Moines | 39 | $11.7 million | $425.8 million | adviserinfo.sec.gov |
| Acadia Legacy Group | Clive | 27 | $3.9 million | $133.2 million | adviserinfo.sec.gov |
Also on SpecStream
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.