Data / Investment advisers / Iowa / Arnold and Mote Wealth Management
Arnold and Mote Wealth Management, Hiawatha, IA: $168 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Arnold and Mote Wealth Management is an SEC registered investment adviser with its main office in Hiawatha, Iowa and reports $168 million in regulatory assets under management in its Form ADV filed July 24, 2026. Its clients include high net worth individuals and individuals. It is paid through hourly charges and fixed fees.
The request: Watch Arnold and Mote Wealth Management (CRD number 283698): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 283698
- SEC file number
- 801-123293
- SEC status
- Approved, effective February 22, 2022
- Legal name
- Arnold Financial Planning LLC
- Main office
- 1202 Dina Court Suite B, Hiawatha, IA 52233
- Phone
- (319) 393-4020
- Regulatory AUM
- $168,230,596 in the Form ADV filed July 24, 2026
- Discretionary AUM
- $168,230,596
- Accounts
- 585
- Employees
- 6, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 53 | $133.4 million |
| Individuals (other than high net worth individuals) | 80 | $34.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $168.2 million | February 12, 2026 |
| December 1, 2025 | $128.3 million | June 10, 2025 |
Other advisers in Iowa
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Weis Advisory | Clive | $225.6 million | Not listed | adviserinfo.sec.gov |
| Aegis Wealth Management, Inc. | Guthrie Center | $216.5 million | Not listed | adviserinfo.sec.gov |
| Ao Wealth Advisory | Urbandale | $213.2 million | Not listed | adviserinfo.sec.gov |
| Midwestern Financial Group | Iowa City | $172.8 million | Not listed | adviserinfo.sec.gov |
| Cedar Valley Wealth Advisors | Cedar Falls | $172.5 million | Not listed | adviserinfo.sec.gov |
| Bridgeway Wealth Management, LLC | Cedar Rapids | $164.6 million | Not listed | adviserinfo.sec.gov |
| Water Valley Investment Advisors, Inc. | Sioux Center | $157.2 million | Not listed | adviserinfo.sec.gov |
| Forrest Financial Services | Windsor Heights | $154 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Iowa
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Arnold and Mote Wealth Management on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.