Data / Investment advisers / Iowa / Mokosak Advisory Group, LLC
Mokosak Advisory Group, LLC, Urbandale, IA: $414 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Mokosak Advisory Group, LLC is an SEC registered investment adviser with its main office in Urbandale, Iowa and reports $414 million in regulatory assets under management in its Form ADV filed February 24, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 287538
- SEC file number
- 801-110319
- SEC status
- Approved, effective April 7, 2017
- Main office
- 2900 100th Street Suite 102, Urbandale, IA 50322
- Phone
- (515) 223-5404
- Website
- mokosakadvisorygroup.com
- Regulatory AUM
- $413,919,041 in the Form ADV filed February 24, 2026
- Discretionary AUM
- $409,808,933
- Non discretionary AUM
- $4,110,108
- Accounts
- 1,364
- Employees
- 4, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- February 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 133 | $307 million |
| Individuals (other than high net worth individuals) | 357 | $106.8 million |
| Charitable organizations | Fewer than 5 | $87,460 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $413.9 million | February 24, 2026 |
| December 1, 2025 | $345.3 million | February 25, 2025 |
Other advisers in Iowa
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Nikulski Financial, Inc. | Bettendorf | $449 million | Not listed | adviserinfo.sec.gov |
| FSB Premier Wealth Management, Inc. | Waterloo | $431.7 million | Not listed | adviserinfo.sec.gov |
| Legacy Bridge Private Family Offices | West des Moines | $425.8 million | Not listed | adviserinfo.sec.gov |
| Quad-Cities Investment Group, LLC | Davenport | $425.5 million | Not listed | adviserinfo.sec.gov |
| Valiant Wealth, LLC | West des Moines | $423.1 million | 30 | adviserinfo.sec.gov |
| Friday Financial | Dubuque | $409.3 million | Not listed | adviserinfo.sec.gov |
| Compass Financial Services | West des Moines | $407.4 million | Not listed | adviserinfo.sec.gov |
| Midwest Heritage Financial Advisors | West des Moines | $398.7 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Iowa
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Mokosak Advisory Group, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.