Data / Investment advisers / Iowa / Midwest Heritage Financial Advisors
Midwest Heritage Financial Advisors, West des Moines, IA: $399 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Midwest Heritage Financial Advisors is an SEC registered investment adviser with its main office in West des Moines, Iowa and reports $399 million in regulatory assets under management in its Form ADV filed October 12, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Midwest Heritage Financial Advisors (CRD number 306308): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 306308
- SEC file number
- 801-119038
- SEC status
- Approved, effective July 10, 2020
- Legal name
- Midwest Heritage Bank, FSB
- Main office
- 3580 Ep True Parkway, West des Moines, IA 50265
- Phone
- (515) 246-8378
- Website
- midwestheritage.com
- Regulatory AUM
- $398,657,041 in the Form ADV filed October 12, 2026
- Discretionary AUM
- $398,657,041
- Accounts
- 647
- Employees
- 6, of which 4 give investment advice
- Form of organization
- Sid National Bank
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 12, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 115 | $333 million |
| Individuals (other than high net worth individuals) | 219 | $65.7 million |
Other advisers in West des Moines
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Retireright Consulting Group | West des Moines | $561.1 million | Not listed | adviserinfo.sec.gov |
| Wealth Advisors of Iowa, LLC | West des Moines | $539.4 million | Not listed | adviserinfo.sec.gov |
| Legacy Bridge Private Family Offices | West des Moines | $425.8 million | Not listed | adviserinfo.sec.gov |
| Valiant Wealth, LLC | West des Moines | $423.1 million | 30 | adviserinfo.sec.gov |
| Compass Financial Services | West des Moines | $407.4 million | Not listed | adviserinfo.sec.gov |
| Boyle Capital | West des Moines | $342 million | Not listed | adviserinfo.sec.gov |
| Ballast Capital Advisors, LLC | West des Moines | $328.7 million | Not listed | adviserinfo.sec.gov |
| Vivid Wealth Management, LLC | West des Moines | $290.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in West des Moines, IA
- Investment advisers in Iowa
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Midwest Heritage Financial Advisors on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.