Data / Investment advisers / New York / Pinnacle Associates, LTD.
Pinnacle Associates, LTD., New York, NY: $10.4 billion AUM, SEC registered investment adviser
Pinnacle Associates, LTD. is an SEC registered investment adviser with its main office in New York, New York and reports $10.4 billion in regulatory assets under management in its Form ADV filed March 26, 2026. Its clients include other investment advisers, individuals and high net worth individuals. It is paid through a percentage of assets under management and fixed fees. It advises 4 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 110631
- SEC file number
- 801-20841
- SEC status
- Approved, effective March 16, 1984
- Main office
- 286 Madison Avenue 20th Floor, New York, NY 10017
- Phone
- (212) 652-3200
- Website
- pinnacleinsights.org
- Regulatory AUM
- $10,386,022,125 in the Form ADV filed March 26, 2026
- Discretionary AUM
- $10,383,913,659
- Non discretionary AUM
- $2,108,466
- Accounts
- 6,766
- Employees
- 69, of which 33 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Private funds
- 4: 4 other private funds
- Gross assets of private funds
- $176,133,087
- Other offices
- 8
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 26, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | Fewer than 5 | $2.34 billion |
| Individuals (other than high net worth individuals) | 1,370 | $1.99 billion |
| High net worth individuals | 438 | $1.91 billion |
| Corporations or other businesses | 52 | $483.8 million |
| Pension and profit sharing plans | 29 | $349.2 million |
| State or municipal government entities | Fewer than 5 | $240 million |
| Pooled investment vehicles | 4 | $185.8 million |
| Charitable organizations | Fewer than 5 | $1.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $10.39 billion | March 26, 2026 |
| December 1, 2025 | $9.87 billion | March 20, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Eldridge Structured Credit Advisers, LLC | New York | $10.53 billion | Not listed | adviserinfo.sec.gov |
| Ruane Cunniff L.P. | New York | $10.53 billion | Not listed | adviserinfo.sec.gov |
| Junto Capital Management LP | New York | $10.52 billion | 1 | adviserinfo.sec.gov |
| Blackstone Growth Advisors L.L.C. | New York | $10.50 billion | 8 | adviserinfo.sec.gov |
| Trian Fund Management, L.P. | New York | $10.39 billion | 22 | adviserinfo.sec.gov |
| Steadfast Capital Management LP | New York | $10.36 billion | 2 | adviserinfo.sec.gov |
| Capvest Partners, Inc. | New York | $10.25 billion | Not listed | adviserinfo.sec.gov |
| Tocqueville Asset Management LP | New York | $10.24 billion | 5 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving other investment advisers
- Advisers serving individuals
- Advisers that manage private funds
- Pinnacle Associates, LTD. on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.