Data / Investment advisers / New York / Tocqueville Asset Management LP
Tocqueville Asset Management LP, New York, NY: $10.2 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Tocqueville Asset Management LP is an SEC registered investment adviser with its main office in New York, New York and reports $10.2 billion in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include high net worth individuals, charitable organizations and investment companies. It is paid through a percentage of assets under management and performance based fees. It advises 5 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 105690
- SEC file number
- 801-36209
- SEC status
- Approved, effective April 27, 1990
- Main office
- 40 West 57th Street 19th Floor, New York, NY 10019
- Phone
- (212) 698-0800
- Regulatory AUM
- $10,239,765,232 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $9,316,887,464
- Non discretionary AUM
- $922,877,768
- Accounts
- 2,314
- Employees
- 73, of which 35 give investment advice
- Form of organization
- Limited Partnership
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 5: 2 hedge funds, 2 real estate funds, 1 other private fund
- Gross assets of private funds
- $233,922,693
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 741 | $5.67 billion |
| Charitable organizations | 42 | $1.18 billion |
| Investment companies | 3 | $956.2 million |
| Other investment advisers | 6 | $774.9 million |
| Pension and profit sharing plans | 15 | $599.7 million |
| State or municipal government entities | 6 | $290.9 million |
| Corporations or other businesses | 26 | $279.6 million |
| Pooled investment vehicles | 8 | $254.3 million |
| Insurance companies | 5 | $181.5 million |
| Individuals (other than high net worth individuals) | 418 | $53.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $10.24 billion | March 31, 2026 |
| December 1, 2025 | $9.66 billion | June 4, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Blackstone Growth Advisors L.L.C. | New York | $10.50 billion | 8 | adviserinfo.sec.gov |
| Trian Fund Management, L.P. | New York | $10.39 billion | 22 | adviserinfo.sec.gov |
| Pinnacle Associates, LTD. | New York | $10.39 billion | 4 | adviserinfo.sec.gov |
| Steadfast Capital Management LP | New York | $10.36 billion | 2 | adviserinfo.sec.gov |
| Capvest Partners, Inc. | New York | $10.25 billion | Not listed | adviserinfo.sec.gov |
| Sound Point Luna LLC | New York | $10.24 billion | 24 | adviserinfo.sec.gov |
| Tenor Capital Management Company, L.P. | New York | $10.17 billion | 4 | adviserinfo.sec.gov |
| Ethic | New York | $10.12 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving charitable organizations
- Advisers that manage private funds
- Tocqueville Asset Management LP on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.