Data / Investment advisers / Illinois / Brookstone Capital Management LLC
Brookstone Capital Management LLC, Wheaton, IL: $12.8 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Brookstone Capital Management LLC is an SEC registered investment adviser with its main office in Wheaton, Illinois and reports $12.8 billion in regulatory assets under management in its Form ADV filed September 29, 2026. Its clients include individuals, high net worth individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Brookstone Capital Management LLC (CRD number 141413): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 141413
- SEC file number
- 801-68010
- SEC status
- Approved, effective June 20, 2007
- Main office
- 1745 S. Naperville Road Suite 200, Wheaton, IL 60189
- Phone
- (630) 653-1400
- Website
- brookstonecm.com
- Regulatory AUM
- $12,750,129,748 in the Form ADV filed September 29, 2026
- Discretionary AUM
- $12,750,129,748
- Accounts
- 81,900
- Employees
- 405, of which 320 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 271
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- September 29, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 49,950 | $11.02 billion |
| High net worth individuals | 4,860 | $1.65 billion |
| Corporations or other businesses | 35 | $87.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $12.75 billion | March 11, 2026 |
| December 1, 2025 | $10.41 billion | July 30, 2025 |
Other advisers in Illinois
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Dolan McEniry Capital Management LLC | Chicago | $13.76 billion | Not listed | adviserinfo.sec.gov |
| Partners Enterprise Capital LLC | Chicago | $13.48 billion | 2 | adviserinfo.sec.gov |
| The Mather Group, LLC | Chicago | $13.45 billion | Not listed | adviserinfo.sec.gov |
| State Farm Investment Management Corp. | Bloomington | $12.94 billion | Not listed | adviserinfo.sec.gov |
| Ariel Investments, LLC | Chicago | $12.78 billion | 3 | adviserinfo.sec.gov |
| Duff & Phelps Investment Management Co. | Chicago | $12.75 billion | Not listed | adviserinfo.sec.gov |
| First Trust Capital Management L.P. | Chicago | $12.66 billion | 15 | adviserinfo.sec.gov |
| Christian Brothers Investment Services, Inc. | Chicago | $11.94 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Illinois
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Brookstone Capital Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.