Data / Investment advisers / Serving individuals / South Dakota
Investment advisers in South Dakota serving individuals: 13 firms
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
13 SEC registered investment advisers with a main office in South Dakota report individuals among their clients in Form ADV item 5.D, and together they attribute $1.3 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Compass Financial Group, Inc.
The request: Every investment adviser in South Dakota that serves individuals, with AUM, phone and website. $10 of work on sign-up, no card.
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- 13Advisers
- $1.3 billionAUM from this client type
- 13Advisers over $100 million
- November 2, 2026File date
Advisers in South Dakota serving individuals
Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | Clients of this type | AUM from this type | Total AUM | Source |
|---|---|---|---|---|---|
| Compass Financial Group, Inc | Sioux Falls | 2,512 | $546.7 million | $1.48 billion | adviserinfo.sec.gov |
| RIA Advisory Group, LLC | Sioux Falls | 1,867 | $316.4 million | $568.4 million | adviserinfo.sec.gov |
| Hahn Financial Group | Sioux Falls | 1,794 | $140.8 million | $188.7 million | adviserinfo.sec.gov |
| Applied Financial Wisdom | Rapid City | 150 | $85 million | $130.3 million | adviserinfo.sec.gov |
| Big Sioux Wealth Management | Watertown | 597 | $61.1 million | $235.2 million | adviserinfo.sec.gov |
| Elgethun Capital Management | Sioux Falls | 117 | $38 million | $1.14 billion | adviserinfo.sec.gov |
| Sage Capital Advisors, LLC | Sioux Falls | 138 | $37.4 million | $672.8 million | adviserinfo.sec.gov |
| Aspen Private Advisors, LLC | Sioux Falls | 64 | $24.6 million | $199.9 million | adviserinfo.sec.gov |
| KFG, LLC | Rapid City | 46 | $23.8 million | $188.1 million | adviserinfo.sec.gov |
| Parvin Asset Management, LLC | Sioux Falls | 55 | $20.4 million | $179 million | adviserinfo.sec.gov |
| Lauer Capital Management LTD | Sioux Falls | 35 | $15.2 million | $322.7 million | adviserinfo.sec.gov |
| Hi-Line Capital Management, LLC | Watertown | 84 | $6.1 million | $756.6 million | adviserinfo.sec.gov |
| Prairie View Wealth Partners LLC | Sioux Falls | 14 | $2.4 million | $171.2 million | adviserinfo.sec.gov |
Also on SpecStream
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.