Data / Investment advisers / South Dakota / RIA Advisory Group, LLC
RIA Advisory Group, LLC, Sioux Falls, SD: $568 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
RIA Advisory Group, LLC is an SEC registered investment adviser with its main office in Sioux Falls, South Dakota and reports $568 million in regulatory assets under management in its Form ADV filed October 22, 2026. Its clients include individuals, high net worth individuals and corporations and other businesses. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 152566
- SEC file number
- 801-117837
- SEC status
- Approved, effective January 2, 2020
- Main office
- 6300 S. Old Village Place #100, Sioux Falls, SD 57108
- Phone
- (515) 965-8588
- Website
- dakotaadvisoryteam.com
- Regulatory AUM
- $568,379,295 in the Form ADV filed October 22, 2026
- Discretionary AUM
- $561,876,253
- Non discretionary AUM
- $6,503,042
- Accounts
- 3,228
- Employees
- 29, of which 22 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 13
- Form ADV Item 11 disclosures
- Reported: self-regulatory organization actions
- Latest Form ADV filing
- October 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 1,867 | $316.4 million |
| High net worth individuals | 101 | $241.8 million |
| Corporations or other businesses | 25 | $9.2 million |
| Pension and profit sharing plans | 3 | $967,233 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $568.4 million | March 30, 2026 |
| December 1, 2025 | $456.5 million | November 20, 2025 |
Other advisers in Sioux Falls
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Compass Financial Group, Inc | Sioux Falls | $1.48 billion | Not listed | adviserinfo.sec.gov |
| Elgethun Capital Management | Sioux Falls | $1.14 billion | 2 | adviserinfo.sec.gov |
| Standard Family Office, LLC | Sioux Falls | $1.01 billion | 2 | adviserinfo.sec.gov |
| Sage Capital Advisors, LLC | Sioux Falls | $672.8 million | Not listed | adviserinfo.sec.gov |
| Lauer Capital Management LTD | Sioux Falls | $322.7 million | Not listed | adviserinfo.sec.gov |
| Aspen Private Advisors, LLC | Sioux Falls | $199.9 million | Not listed | adviserinfo.sec.gov |
| Hahn Financial Group | Sioux Falls | $188.7 million | Not listed | adviserinfo.sec.gov |
| Parvin Asset Management, LLC | Sioux Falls | $179 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Sioux Falls, SD
- Investment advisers in South Dakota
- Advisers with $500 million to $1 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- RIA Advisory Group, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.