Data / Investment advisers / South Dakota / Sioux Falls
Investment advisers in Sioux Falls, SD: 13 firms, $5.9 billion in AUM
13 investment advisers have their main office in Sioux Falls, South Dakota: 11 SEC registered and 2 exempt reporting. The registered advisers report $5.9 billion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is Compass Financial Group, Inc with $1.5 billion.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 13Advisers
- 11SEC registered
- 2Exempt reporting
- $5.9 billionTotal AUM
- 10Advisers over $100 million
- 4Manage private funds
- November 2, 2026File date
Largest advisers by AUM
Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | AUM | Accounts | Employees | Private funds | Phone | Website | Source |
|---|---|---|---|---|---|---|---|---|
| Compass Financial Group, Inc | Sioux Falls | $1.48 billion | 2,826 | 13 | Not listed | (605) 338-7150 | compassfin.net | adviserinfo.sec.gov |
| Elgethun Capital Management | Sioux Falls | $1.14 billion | 943 | 13 | 2 | (605) 367-3336 | elgethuncapitalmanagement.com | adviserinfo.sec.gov |
| Standard Family Office, LLC | Sioux Falls | $1.01 billion | 2 | 8 | 2 | (605) 496-7760 | adviserinfo.sec.gov | |
| Sage Capital Advisors, LLC | Sioux Falls | $672.8 million | 560 | 8 | Not listed | (844) 279-7243 | adviserinfo.sec.gov | |
| RIA Advisory Group, LLC | Sioux Falls | $568.4 million | 3,228 | 29 | Not listed | (515) 965-8588 | dakotaadvisoryteam.com | adviserinfo.sec.gov |
| Lauer Capital Management LTD | Sioux Falls | $322.7 million | 92 | 3 | Not listed | (605) 357-8088 | lauercapital.com | adviserinfo.sec.gov |
| Aspen Private Advisors, LLC | Sioux Falls | $199.9 million | 475 | 5 | Not listed | (605) 951-9620 | adviserinfo.sec.gov | |
| Hahn Financial Group | Sioux Falls | $188.7 million | 3,363 | 16 | Not listed | (605) 275-3600 | hahnfinancialgroup.com | adviserinfo.sec.gov |
| Parvin Asset Management, LLC | Sioux Falls | $179 million | 301 | 6 | Not listed | (610) 806-9001 | parvinam.com | adviserinfo.sec.gov |
| Prairie View Wealth Partners LLC | Sioux Falls | $171.2 million | 186 | 3 | Not listed | (605) 777-1851 | prairieviewwp.com | adviserinfo.sec.gov |
| Parvin Fund Management | Sioux Falls | $10.1 million | 1 | 2 | Not listed | (610) 806-9001 | parvinfunds.com | adviserinfo.sec.gov |
| Bluestem Capital Company, LLC | Sioux Falls | Not listed | Not listed | Not listed | 17 | (605) 331-0091 | bluestemcapital.com | adviserinfo.sec.gov |
| Bird Dog Equity Partners, LLC | Sioux Falls | Not listed | Not listed | Not listed | 8 | (605) 275-3939 | birddogequity.com | adviserinfo.sec.gov |
Advisers in Sioux Falls that manage private funds
4 advisers report private funds. The 30 with the most funds.
| Adviser | City | State | Private funds | Hedge | Private equity | Venture capital | Real estate | Fund gross assets | AUM | Source |
|---|---|---|---|---|---|---|---|---|---|---|
| Bluestem Capital Company, LLC | Sioux Falls | SD | 17 | Not listed | 17 | Not listed | Not listed | $121.7 million | Not listed | adviserinfo.sec.gov |
| Bird Dog Equity Partners, LLC | Sioux Falls | SD | 8 | Not listed | 8 | Not listed | Not listed | $45.8 million | Not listed | adviserinfo.sec.gov |
| Elgethun Capital Management | Sioux Falls | SD | 2 | 1 | Not listed | Not listed | Not listed | $86 million | $1.14 billion | adviserinfo.sec.gov |
| Standard Family Office, LLC | Sioux Falls | SD | 2 | Not listed | Not listed | Not listed | Not listed | $1.01 billion | $1.01 billion | adviserinfo.sec.gov |
Also on SpecStream
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.