Data / Investment advisers / South Dakota / Compass Financial Group, Inc
Compass Financial Group, Inc, Sioux Falls, SD: $1.5 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Compass Financial Group, Inc is an SEC registered investment adviser with its main office in Sioux Falls, South Dakota and reports $1.5 billion in regulatory assets under management in its Form ADV filed August 24, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management.
The request: Watch Compass Financial Group, Inc (CRD number 157109): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 157109
- SEC file number
- 801-76392
- SEC status
- Approved, effective April 24, 2012
- Main office
- 4300 South Louise Ave. Suite 300, Sioux Falls, SD 57106
- Phone
- (605) 338-7150
- Website
- compassfin.net
- Regulatory AUM
- $1,482,712,000 in the Form ADV filed August 24, 2026
- Discretionary AUM
- $1,482,712,000
- Accounts
- 2,826
- Employees
- 13, of which 7 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 304 | $925 million |
| Individuals (other than high net worth individuals) | 2,512 | $546.7 million |
| Corporations or other businesses | 10 | $10 million |
| Charitable organizations | Fewer than 5 | $1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| September 1, 2026 | $1.48 billion | August 24, 2026 |
| August 3, 2026 | $1.48 billion | July 30, 2026 |
| December 1, 2025 | $1.23 billion | November 13, 2025 |
Other advisers in Sioux Falls
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Elgethun Capital Management | Sioux Falls | $1.14 billion | 2 | adviserinfo.sec.gov |
| Standard Family Office, LLC | Sioux Falls | $1.01 billion | 2 | adviserinfo.sec.gov |
| Sage Capital Advisors, LLC | Sioux Falls | $672.8 million | Not listed | adviserinfo.sec.gov |
| RIA Advisory Group, LLC | Sioux Falls | $568.4 million | Not listed | adviserinfo.sec.gov |
| Lauer Capital Management LTD | Sioux Falls | $322.7 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Sioux Falls, SD
- Investment advisers in South Dakota
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Compass Financial Group, Inc on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.