Data / Investment advisers / Texas / Sunbelt Securities
Sunbelt Securities, Houston, TX: $2.6 billion AUM, SEC registered investment adviser
Sunbelt Securities is an SEC registered investment adviser with its main office in Houston, Texas and reports $2.6 billion in regulatory assets under management in its Form ADV filed June 16, 2026. Its clients include individuals, high net worth individuals and corporations and other businesses. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 42180
- SEC file number
- 801-71479
- SEC status
- Approved, effective June 24, 2010
- Legal name
- Sunbelt Securities, Inc.
- Main office
- 2700 Post Oak Blvd Ste 1700, Houston, TX 77056
- Phone
- (713) 965-9510
- Website
- cwrawl.com
- Regulatory AUM
- $2,640,113,505 in the Form ADV filed June 16, 2026
- Discretionary AUM
- $2,640,113,505
- Accounts
- 6,241
- Employees
- 68, of which 68 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 18
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- June 16, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 5,279 | $2.11 billion |
| High net worth individuals | 919 | $481.1 million |
| Corporations or other businesses | 41 | $47.9 million |
| Charitable organizations | 2 | $1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| July 1, 2026 | $2.64 billion | June 16, 2026 |
| December 1, 2025 | $2.02 billion | June 24, 2025 |
Other advisers in Houston
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Trust Asset Management LLC | Houston | $3.21 billion | 5 | adviserinfo.sec.gov |
| Ka Fund Advisors, LLC | Houston | $3.19 billion | Not listed | adviserinfo.sec.gov |
| Eagle Global Advisors LLC | Houston | $3.10 billion | 3 | adviserinfo.sec.gov |
| Pan Capital Management LP | Houston | $3.08 billion | 11 | adviserinfo.sec.gov |
| Paul Comstock Partners | Houston | $2.80 billion | Not listed | adviserinfo.sec.gov |
| North Hudson Resource Partners LP | Houston | $2.58 billion | 9 | adviserinfo.sec.gov |
| Icon Wealth Partners | Houston | $2.58 billion | Not listed | adviserinfo.sec.gov |
| Sarofim International Management Co | Houston | $2.41 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Houston, TX
- Investment advisers in Texas
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Sunbelt Securities on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.