Data / Investment advisers / Colorado / Aspen Grove Capital, LLC
Aspen Grove Capital, LLC, Avon, CO: $6.7 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Aspen Grove Capital, LLC is an SEC registered investment adviser with its main office in Avon, Colorado and reports $6.7 billion in regulatory assets under management in its Form ADV filed September 14, 2026. Its clients include individuals and pooled investment vehicles. It is paid through a percentage of assets under management and fixed fees. It advises 2 private funds.
The request: Watch Aspen Grove Capital, LLC (CRD number 158166): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 158166
- SEC file number
- 801-78138
- SEC status
- Approved, effective May 31, 2013
- Main office
- 137 Benchmark Road Suite C103b-2, Avon, CO 81620
- Phone
- (970) 688-4188
- Website
- aspengrovellc.com
- Regulatory AUM
- $6,669,946,419 in the Form ADV filed September 14, 2026
- Discretionary AUM
- $5,540,042,307
- Non discretionary AUM
- $1,129,904,112
- Accounts
- 3,287
- Employees
- 22, of which 12 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Private funds
- 2: 2 hedge funds
- Gross assets of private funds
- $23,437,457
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 14, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 40 | $6.65 billion |
| Pooled investment vehicles | 2 | $23.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $6.67 billion | March 31, 2026 |
| December 1, 2025 | $5.80 billion | March 31, 2025 |
Other advisers in Colorado
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Smith Capital Investors, LLC | Denver | $13.11 billion | Not listed | adviserinfo.sec.gov |
| Geneos Wealth Management, Inc. | Englewood | $9.22 billion | Not listed | adviserinfo.sec.gov |
| Northwood Investors LLC | Denver | $8.97 billion | 33 | adviserinfo.sec.gov |
| Elevation Point Wealth Partners, LLC | Denver | $8.29 billion | Not listed | adviserinfo.sec.gov |
| Revelstoke Capital Partners | Denver | $6.70 billion | 27 | adviserinfo.sec.gov |
| Shelton Capital Management | Denver | $6.52 billion | Not listed | adviserinfo.sec.gov |
| Vision Ridge Partners, LLC | Boulder | $6.11 billion | 9 | adviserinfo.sec.gov |
| 1888 Investments, LLC | Denver | $5.91 billion | 5 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Colorado
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving individuals
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Aspen Grove Capital, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.