Data / Investment advisers / Colorado

Investment advisers in Colorado: 611 firms, $1.3 trillion in AUM

611 investment advisers have their main office in Colorado: 357 SEC registered and 254 exempt reporting. The registered advisers report $1.3 trillion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is Janus Henderson Investors with $380 billion.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

• 611Advisers
• 357SEC registered
• 254Exempt reporting
• $1.3 trillionTotal AUM
• 330Advisers over $100 million
• 350Manage private funds
• November 2, 2026File date

Largest advisers by AUM

Ranked by regulatory AUM, then by private funds. The first 300 of 611 are shown. Each row links to the firm page where it has one, and to its SEC record.

Advisers in Colorado that manage private funds

350 advisers report private funds. The 40 with the most funds.

Newest SEC registrations in Colorado

10 advisers with an SEC status effective in the 90 days to November 2, 2026.

Cities in Colorado

More ways to read Colorado

• Advisers in Colorado with $1 billion to $10 billion in AUM
• Advisers in Colorado with $500 million to $1 billion in AUM
• Advisers in Colorado with $100 million to $500 million in AUM
• Advisers in Colorado serving individuals
• Advisers in Colorado serving high net worth individuals
• Advisers in Colorado serving investment companies
• Advisers in Colorado serving pooled investment vehicles
• Advisers in Colorado serving pension and profit sharing plans
• Advisers in Colorado serving charitable organizations
• Advisers in Colorado serving state and municipal governments
• Advisers in Colorado serving other investment advisers
• Advisers in Colorado serving insurance companies
• Advisers in Colorado serving corporations and other businesses
• Private fund advisers in Colorado

Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.