Data / Investment advisers / Colorado / Bason Asset Management
Bason Asset Management, Lakewood, CO: $849 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Bason Asset Management is an SEC registered investment adviser with its main office in Lakewood, Colorado and reports $849 million in regulatory assets under management in its Form ADV filed February 20, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 165450
- SEC file number
- 801-107297
- SEC status
- Approved, effective February 12, 2016
- Legal name
- Bason Asset Management LLC
- Main office
- 355 S. Teller St. Suite 200, Lakewood, CO 80226
- Phone
- (720) 446-8555
- Regulatory AUM
- $848,804,132 in the Form ADV filed February 20, 2026
- Discretionary AUM
- $845,906,132
- Non discretionary AUM
- $2,898,000
- Accounts
- 840
- Employees
- 2, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- fixed fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- February 20, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 120 | $830 million |
| Individuals (other than high net worth individuals) | 15 | $9.5 million |
| Pension and profit sharing plans | 4 | $9.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $848.8 million | February 20, 2026 |
| December 1, 2025 | $700.6 million | September 26, 2025 |
Other advisers in Colorado
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Fi401k Advisors | Centennial | $915 million | Not listed | adviserinfo.sec.gov |
| First Affirmative Financial Network LLC | Colorado Springs | $905.2 million | Not listed | adviserinfo.sec.gov |
| The Millstone Evans Group, LLC | Boulder | $893.3 million | Not listed | adviserinfo.sec.gov |
| Icon Advisers, Inc. | Greenwood Village | $875.9 million | Not listed | adviserinfo.sec.gov |
| Gill Capital Partners | Denver | $862.4 million | 1 | adviserinfo.sec.gov |
| Manna Tree Partners, LLC | Denver | $816.2 million | 12 | adviserinfo.sec.gov |
| Forum Capital Advisors LLC | Denver | $815.2 million | 5 | adviserinfo.sec.gov |
| Kozak & Tripp Private Asset Management, Inc. | Highlands Ranch | $813.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Colorado
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Bason Asset Management on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.