Data / Investment advisers / Colorado / A & I Wealth Management
A & I Wealth Management, Lone Tree, CO: $560 million AUM, SEC registered investment adviser
A & I Wealth Management is an SEC registered investment adviser with its main office in Lone Tree, Colorado and reports $560 million in regulatory assets under management in its Form ADV filed October 16, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 148357
- SEC file number
- 801-69819
- SEC status
- Approved, effective January 5, 2009
- Legal name
- A & I Financial Services, LLC
- Main office
- 9605 Kingston Court Suite 190, Lone Tree, CO 80112
- Phone
- (303) 690-5070
- Regulatory AUM
- $559,998,114 in the Form ADV filed October 16, 2026
- Discretionary AUM
- $506,347,455
- Non discretionary AUM
- $53,650,659
- Accounts
- 1,683
- Employees
- 9, of which 9 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 16, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 165 | $395.8 million |
| Individuals (other than high net worth individuals) | 353 | $160.3 million |
| Pension and profit sharing plans | Fewer than 5 | $2.6 million |
| Charitable organizations | Fewer than 5 | $1.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $560 million | March 16, 2026 |
| December 1, 2025 | $463.9 million | October 30, 2025 |
Other advisers in Colorado
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Owl Creek Wealth Partners | Greenwood Village | $602.3 million | Not listed | adviserinfo.sec.gov |
| JPL Wealth Management, LLC | Greenwood Village | $587.9 million | Not listed | adviserinfo.sec.gov |
| Keystone Global Partners LLC | Denver | $580.5 million | Not listed | adviserinfo.sec.gov |
| Edgerock Wealth Management | Denver | $578.9 million | Not listed | adviserinfo.sec.gov |
| Freif Advisors LLC | Denver | $569.9 million | Not listed | adviserinfo.sec.gov |
| Saturn Five Advisors LLC | Denver | $556.1 million | 22 | adviserinfo.sec.gov |
| Tandem Financial, LLC | Greenwood Village | $541.8 million | Not listed | adviserinfo.sec.gov |
| Oakwood Real Estate Partners, LLC | Denver | $540.2 million | 23 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Colorado
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- A & I Wealth Management on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.