Data / Investment advisers / Colorado / Mountain Capital Investment Advisors Inc
Mountain Capital Investment Advisors Inc, Westminster, CO: $929 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Mountain Capital Investment Advisors Inc is an SEC registered investment adviser with its main office in Westminster, Colorado and reports $929 million in regulatory assets under management in its Form ADV filed July 21, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management.
The request: Watch Mountain Capital Investment Advisors Inc (CRD number 156660): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 156660
- SEC file number
- 801-110107
- SEC status
- Approved, effective March 22, 2017
- Main office
- 12235 Pecos St Suite 100, Westminster, CO 80234
- Phone
- (720) 500-0050
- Website
- mountaincapital.us
- Regulatory AUM
- $929,106,338 in the Form ADV filed July 21, 2026
- Discretionary AUM
- $929,106,338
- Accounts
- 3,631
- Employees
- 17, of which 15 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Other offices
- 4
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 21, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 308 | $629.3 million |
| Individuals (other than high net worth individuals) | 883 | $299.4 million |
| Charitable organizations | Fewer than 5 | $398,328 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $929.1 million | March 11, 2026 |
| December 1, 2025 | $744.7 million | September 2, 2025 |
Other advisers in Colorado
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Peak Asset Management, LLC | Louisville | $1.01 billion | Not listed | adviserinfo.sec.gov |
| Bayswater Management Company LP | Denver | $991.5 million | 6 | adviserinfo.sec.gov |
| Semper Augustus Investments Group LLC | Highlands Ranch | $982.2 million | 1 | adviserinfo.sec.gov |
| Maia Wealth | Denver | $973 million | Not listed | adviserinfo.sec.gov |
| Uniting Wealth Partners | Denver | $934.6 million | Not listed | adviserinfo.sec.gov |
| Sprinkle Financial Consultants LLC | Littleton | $926.1 million | Not listed | adviserinfo.sec.gov |
| Fi401k Advisors | Centennial | $915 million | Not listed | adviserinfo.sec.gov |
| First Affirmative Financial Network LLC | Colorado Springs | $905.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Colorado
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Mountain Capital Investment Advisors Inc on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.