Data / Investment advisers / Colorado / Aspen Wealth Strategies, LLC
Aspen Wealth Strategies, LLC, Arvada, CO: $312 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Aspen Wealth Strategies, LLC is an SEC registered investment adviser with its main office in Arvada, Colorado and reports $312 million in regulatory assets under management in its Form ADV filed February 25, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Aspen Wealth Strategies, LLC (CRD number 307424): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 307424
- SEC file number
- 801-119473
- SEC status
- Approved, effective September 17, 2020
- Main office
- 8333 Ralston Road, Suite 2, Arvada, CO 80002
- Phone
- (303) 421-1113
- Website
- aspenwealthstrategies.com
- Regulatory AUM
- $312,179,003 in the Form ADV filed February 25, 2026
- Discretionary AUM
- $309,103,704
- Non discretionary AUM
- $3,075,299
- Accounts
- 1,173
- Employees
- 7, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, other fees
- Other offices
- 3
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- February 25, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 115 | $224.4 million |
| Individuals (other than high net worth individuals) | 248 | $80.8 million |
| Charitable organizations | Fewer than 5 | $7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $312.2 million | February 25, 2026 |
| December 1, 2025 | $279.7 million | August 13, 2025 |
Other advisers in Colorado
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Cimarron Wealth Management, Inc. | Montrose | $327.3 million | Not listed | adviserinfo.sec.gov |
| Whipplewood Advisors, LLC | Littleton | $324.5 million | Not listed | adviserinfo.sec.gov |
| Cresalta Investment Management, Inc. | Greenwood Village | $323.4 million | Not listed | adviserinfo.sec.gov |
| M4a3 LLC | Boulder | $322 million | 5 | adviserinfo.sec.gov |
| Theory Financial | Fort Collins | $319.2 million | Not listed | adviserinfo.sec.gov |
| Synergy Financial Partners, LLC | Denver | $308.7 million | Not listed | adviserinfo.sec.gov |
| Varra Financial | Louisville | $305.6 million | Not listed | adviserinfo.sec.gov |
| Broadview Wealth Partners | Boulder | $304.7 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Colorado
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Aspen Wealth Strategies, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.