Data / Investment advisers / Colorado / Alps Advisors, Inc.
Alps Advisors, Inc., Denver, CO: $38.8 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Alps Advisors, Inc. is an SEC registered investment adviser with its main office in Denver, Colorado and reports $38.8 billion in regulatory assets under management in its Form ADV filed September 30, 2026. Its clients include investment companies and other investment advisers. It is paid through a percentage of assets under management, fixed fees and other fees.
The request: Watch Alps Advisors, Inc. (CRD number 134340): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 134340
- SEC file number
- 801-67135
- SEC status
- Approved, effective September 12, 2006
- Main office
- 1290 Broadway, Suite 1000, Denver, CO 80203
- Phone
- (303) 623-2577
- Website
- alpsfunds.com
- Regulatory AUM
- $38,832,034,748 in the Form ADV filed September 30, 2026
- Discretionary AUM
- $38,294,893,261
- Non discretionary AUM
- $537,141,487
- Accounts
- 22
- Employees
- 73, of which 28 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees, other fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 8 | $37.10 billion |
| Other investment advisers | 14 | $1.73 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $38.83 billion | March 31, 2026 |
| December 1, 2025 | $30.76 billion | September 30, 2025 |
Other advisers in Denver
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Janus Henderson Investors | Denver | $380.43 billion | 16 | adviserinfo.sec.gov |
| Ptma Investment Advisors | Denver | $104.24 billion | Not listed | adviserinfo.sec.gov |
| Mercer Global Advisors Inc. | Denver | $84.40 billion | Not listed | adviserinfo.sec.gov |
| Transamerica Asset Management, Inc. | Denver | $65.94 billion | Not listed | adviserinfo.sec.gov |
| KSL Capital Partners | Denver | $25.61 billion | 60 | adviserinfo.sec.gov |
| Arrowmark Colorado Holdings, LLC | Denver | $21.02 billion | 38 | adviserinfo.sec.gov |
| Smith Capital Investors, LLC | Denver | $13.11 billion | Not listed | adviserinfo.sec.gov |
| Northwood Investors LLC | Denver | $8.97 billion | 33 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Denver, CO
- Investment advisers in Colorado
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving investment companies
- Advisers serving other investment advisers
- Alps Advisors, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.