Data / Investment advisers / Colorado / Advisors Asset Management, Inc.
Advisors Asset Management, Inc., Monument, CO: $1.8 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Advisors Asset Management, Inc. is an SEC registered investment adviser with its main office in Monument, Colorado and reports $1.8 billion in regulatory assets under management in its Form ADV filed October 29, 2026. Its clients include investment companies. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 46727
- SEC file number
- 801-62731
- SEC status
- Approved, effective February 6, 2004
- Main office
- 18925 Base Camp Road Suite 203, Monument, CO 80132
- Phone
- (719) 488-9956
- Website
- buzzspout.com
- Regulatory AUM
- $1,795,723,887 in the Form ADV filed October 29, 2026
- Discretionary AUM
- $1,795,723,887
- Accounts
- 12
- Employees
- 242, of which 36 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Other offices
- 8
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- October 29, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 12 | $1.80 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| November 2, 2026 | $1.80 billion | October 29, 2026 |
| April 1, 2026 | $2.21 billion | March 31, 2026 |
| December 1, 2025 | $1.96 billion | June 27, 2025 |
Other advisers in Colorado
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Woodbourne Capital Management International LP | Boulder | $1.98 billion | 15 | adviserinfo.sec.gov |
| Freedom Funds Management Co | Denver | $1.90 billion | Not listed | adviserinfo.sec.gov |
| Nilsine Partners, LLC | Greenwood Village | $1.88 billion | 11 | adviserinfo.sec.gov |
| Ux Wealth Partners LLC | Centennial | $1.87 billion | Not listed | adviserinfo.sec.gov |
| Griffis Residential Investment Advisor | Greenwood Village | $1.85 billion | 11 | adviserinfo.sec.gov |
| Mainline West Fund Manager LLC | Denver | $1.77 billion | 7 | adviserinfo.sec.gov |
| Resource Capital Funds | Denver | $1.76 billion | 12 | adviserinfo.sec.gov |
| Corundum Group, Inc. | Colorado Springs | $1.69 billion | 16 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Colorado
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving investment companies
- Advisors Asset Management, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.