Data / Investment advisers / Colorado / Swan Capital Management, LLC
Swan Capital Management, LLC, Durango, CO: $1.3 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Swan Capital Management, LLC is an SEC registered investment adviser with its main office in Durango, Colorado and reports $1.3 billion in regulatory assets under management in its Form ADV filed March 3, 2026. Its clients include investment companies. It is paid through a percentage of assets under management.
The request: Watch Swan Capital Management, LLC (CRD number 164280): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 164280
- SEC file number
- 801-76701
- SEC status
- Approved, effective May 25, 2012
- Main office
- 1099 Main Ave. Suite 206, Durango, CO 81301
- Phone
- (970) 382-8901
- Website
- swanglobalinvestments.com
- Regulatory AUM
- $1,300,855,577 in the Form ADV filed March 3, 2026
- Discretionary AUM
- $1,300,855,577
- Accounts
- 8
- Employees
- 5, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 3, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 8 | $1.30 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.30 billion | March 3, 2026 |
| December 1, 2025 | $1.71 billion | March 18, 2025 |
Other advisers in Colorado
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Class VI Family Office, LLC | Denver | $1.50 billion | Not listed | adviserinfo.sec.gov |
| Mountaingate Management Co., LLC | Denver | $1.49 billion | 13 | adviserinfo.sec.gov |
| The Institute | Denver | $1.37 billion | 2 | adviserinfo.sec.gov |
| Capital Investment Counsel, LLC | Denver | $1.35 billion | Not listed | adviserinfo.sec.gov |
| Paragon Capital Management | Denver | $1.32 billion | Not listed | adviserinfo.sec.gov |
| Redefine Ventures LLC | Boulder | $1.28 billion | 33 | adviserinfo.sec.gov |
| Ophir Asset Management US LLC | Denver | $1.27 billion | Not listed | adviserinfo.sec.gov |
| Wynkoop LLC | Greenwood Village | $1.22 billion | 4 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Colorado
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving investment companies
- Swan Capital Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.