Data / Investment advisers / Colorado / Jim Saulnier & Associates, LLC
Jim Saulnier & Associates, LLC, Fort Collins, CO: $286 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Jim Saulnier & Associates, LLC is an SEC registered investment adviser with its main office in Fort Collins, Colorado and reports $286 million in regulatory assets under management in its Form ADV filed July 14, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 169889
- SEC file number
- 801-128717
- SEC status
- Approved, effective September 11, 2023
- Main office
- 506 East Mulberry St, Fort Collins, CO 80524
- Phone
- (970) 530-0556
- Website
- jimhelps.com
- Regulatory AUM
- $286,384,613 in the Form ADV filed July 14, 2026
- Discretionary AUM
- $286,384,613
- Accounts
- 627
- Employees
- 7, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 14, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 86 | $215.3 million |
| Individuals (other than high net worth individuals) | 98 | $70.9 million |
| Charitable organizations | Fewer than 5 | $226,392 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $286.4 million | March 24, 2026 |
| December 1, 2025 | $180 million | August 7, 2025 |
Other advisers in Fort Collins
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Acorn Creek Capital LLC | Fort Collins | $488.7 million | Not listed | adviserinfo.sec.gov |
| Trail Ridge Investment Advisors, LLC | Fort Collins | $352.9 million | Not listed | adviserinfo.sec.gov |
| Theory Financial | Fort Collins | $319.2 million | Not listed | adviserinfo.sec.gov |
| The William Allan Corporation | Fort Collins | $204.4 million | Not listed | adviserinfo.sec.gov |
| Fpfoco | Fort Collins | $151.7 million | Not listed | adviserinfo.sec.gov |
| Growstrong Wealth Strategies | Fort Collins | $127 million | Not listed | adviserinfo.sec.gov |
| Navigation Wealth Management | Fort Collins | $103.2 million | Not listed | adviserinfo.sec.gov |
| Synergy Capital | Fort Collins | $98.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Fort Collins, CO
- Investment advisers in Colorado
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Jim Saulnier & Associates, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.