Data / Investment advisers / Colorado / Investment Management Associates
Investment Management Associates, Greenwood Village, CO: $810 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Investment Management Associates is an SEC registered investment adviser with its main office in Greenwood Village, Colorado and reports $810 million in regulatory assets under management in its Form ADV filed May 26, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management and other fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 110900
- SEC file number
- 801-117982
- SEC status
- Approved, effective January 23, 2020
- Legal name
- Investment Management Associates, Inc.
- Main office
- 5690 DTC Boulevard Suite 140w, Greenwood Village, CO 80111
- Phone
- (303) 796-8333
- Regulatory AUM
- $809,975,042 in the Form ADV filed May 26, 2026
- Discretionary AUM
- $794,945,505
- Non discretionary AUM
- $15,029,537
- Accounts
- 674
- Employees
- 8, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, other fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 26, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 260 | $560.2 million |
| Individuals (other than high net worth individuals) | 115 | $159.1 million |
| Corporations or other businesses | 7 | $86.3 million |
| Charitable organizations | 1 | $4.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| June 1, 2026 | $810 million | May 26, 2026 |
| December 1, 2025 | $572.7 million | July 2, 2025 |
Other advisers in Greenwood Village
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Nilsine Partners, LLC | Greenwood Village | $1.88 billion | 11 | adviserinfo.sec.gov |
| Griffis Residential Investment Advisor | Greenwood Village | $1.85 billion | 11 | adviserinfo.sec.gov |
| Wynkoop LLC | Greenwood Village | $1.22 billion | 4 | adviserinfo.sec.gov |
| Heirloom Wealth Management LLC | Greenwood Village | $1.11 billion | Not listed | adviserinfo.sec.gov |
| Icon Advisers, Inc. | Greenwood Village | $875.9 million | Not listed | adviserinfo.sec.gov |
| Dodds Wealth, LLC | Greenwood Village | $706.2 million | Not listed | adviserinfo.sec.gov |
| Stordahl Capital Management, Inc. | Greenwood Village | $675.9 million | Not listed | adviserinfo.sec.gov |
| Focused Alpha, LLC | Greenwood Village | $663.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Greenwood Village, CO
- Investment advisers in Colorado
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Investment Management Associates on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.