Data / Investment advisers / Colorado / Wakefield Asset Management, LLLP
Wakefield Asset Management, LLLP, Englewood, CO: $454 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Wakefield Asset Management, LLLP is an SEC registered investment adviser with its main office in Englewood, Colorado and reports $454 million in regulatory assets under management in its Form ADV filed March 30, 2026. Its clients include high net worth individuals, corporations and other businesses and individuals. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Wakefield Asset Management, LLLP (CRD number 143720): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 143720
- SEC file number
- 801-68152
- SEC status
- Approved, effective July 23, 2007
- Main office
- 7887 East Belleview Ave, Suite #800, Englewood, CO 80111
- Phone
- (303) 771-0630
- Website
- wakefieldasset.com
- Regulatory AUM
- $453,977,004 in the Form ADV filed March 30, 2026
- Discretionary AUM
- $453,504,913
- Non discretionary AUM
- $472,091
- Accounts
- 586
- Employees
- 11, of which 3 give investment advice
- Form of organization
- Limited Liability Limited Partnership (LLLP)
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 85 | $266.7 million |
| Corporations or other businesses | 8 | $129 million |
| Individuals (other than high net worth individuals) | 103 | $49.1 million |
| Pension and profit sharing plans | 3 | $8.4 million |
| Charitable organizations | 2 | $701,499 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $454 million | March 30, 2026 |
| December 1, 2025 | $371.2 million | March 31, 2025 |
Other advisers in Englewood
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Geneos Wealth Management, Inc. | Englewood | $9.22 billion | Not listed | adviserinfo.sec.gov |
| Wealth Watch Advisors, Inc | Englewood | $612.4 million | Not listed | adviserinfo.sec.gov |
| Wakefield Wealth Management, LLLP | Englewood | $512.9 million | Not listed | adviserinfo.sec.gov |
| Boulder Asset Management | Englewood | $426.1 million | Not listed | adviserinfo.sec.gov |
| Cherry Creek Investment Advisors Inc | Englewood | $351.9 million | Not listed | adviserinfo.sec.gov |
| Leh III Management LLC | Englewood | $335.9 million | 4 | adviserinfo.sec.gov |
| Parsonex Advisory Services, Inc. | Englewood | $271.3 million | 1 | adviserinfo.sec.gov |
| Stone Creek Group, LLC | Englewood | $250.6 million | 4 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Englewood, CO
- Investment advisers in Colorado
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving corporations and other businesses
- Wakefield Asset Management, LLLP on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.