Data / Investment advisers / Colorado / Littleton
Investment advisers in Littleton, CO: 10 firms, $3.6 billion in AUM
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
10 investment advisers have their main office in Littleton, Colorado: 10 SEC registered and 0 exempt reporting. The registered advisers report $3.6 billion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is Aether Investment Partners, LLC with $1.1 billion.
The request: Every investment adviser in Littleton, Colorado with AUM over $100 million, with phone and website. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 10Advisers
- 10SEC registered
- $3.6 billionTotal AUM
- 8Advisers over $100 million
- 2Manage private funds
- November 2, 2026File date
Largest advisers by AUM
Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | AUM | Accounts | Employees | Private funds | Phone | Website | Source |
|---|---|---|---|---|---|---|---|---|
| Aether Investment Partners, LLC | Littleton | $1.14 billion | 8 | 3 | 8 | (720) 961-4190 | adviserinfo.sec.gov | |
| Sprinkle Financial Consultants LLC | Littleton | $926.1 million | 1,068 | 8 | Not listed | (303) 297-2185 | adviserinfo.sec.gov | |
| Tucker Asset Management LLC | Littleton | $603.6 million | 3,217 | 80 | Not listed | (303) 734-1234 | tuckeram.com | adviserinfo.sec.gov |
| Whipplewood Advisors, LLC | Littleton | $324.5 million | 375 | 6 | Not listed | (303) 551-8016 | adviserinfo.sec.gov | |
| Capital Financial Group, Inc. | Littleton | $237.4 million | 667 | 5 | Not listed | (303) 629-7500 | adviserinfo.sec.gov | |
| Summitpoint Capital Management | Littleton | $132.5 million | 346 | 3 | Not listed | (720) 743-9440 | summitpoint-cap.com | adviserinfo.sec.gov |
| Branzan Investment Advisors, Inc. | Littleton | $114.8 million | 5 | 6 | 3 | (303) 292-9224 | adviserinfo.sec.gov | |
| CDP Financial Group, LLC | Littleton | $100.5 million | 257 | 2 | Not listed | (303) 794-0706 | cdpfinancial.com | adviserinfo.sec.gov |
| BZ Wealth Advisors, LLC | Littleton | $26 million | 108 | 7 | Not listed | (208) 508-4070 | bz-wealth.com | adviserinfo.sec.gov |
| Gallatin River Capital LLC | Littleton | Not listed | 0 | 1 | Not listed | (303) 656-3175 | gallatinwealth.com | adviserinfo.sec.gov |
Advisers in Littleton that manage private funds
2 advisers report private funds. The 30 with the most funds.
| Adviser | City | State | Private funds | Hedge | Private equity | Venture capital | Real estate | Fund gross assets | AUM | Source |
|---|---|---|---|---|---|---|---|---|---|---|
| Aether Investment Partners, LLC | Littleton | CO | 8 | Not listed | 8 | Not listed | Not listed | $1.14 billion | $1.14 billion | adviserinfo.sec.gov |
| Branzan Investment Advisors, Inc. | Littleton | CO | 3 | Not listed | Not listed | Not listed | Not listed | $102.1 million | $114.8 million | adviserinfo.sec.gov |
Newest SEC registrations in Littleton
1 adviser with an SEC status effective in the 90 days to November 2, 2026.
| Adviser | City | State | SEC status effective | AUM | Website | Source |
|---|---|---|---|---|---|---|
| Gallatin River Capital LLC | Littleton | CO | August 6, 2026 | Not listed | gallatinwealth.com | adviserinfo.sec.gov |
Also on SpecStream
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.