Data / Investment advisers / Colorado / CDP Financial Group, LLC
CDP Financial Group, LLC, Littleton, CO: $100 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
CDP Financial Group, LLC is an SEC registered investment adviser with its main office in Littleton, Colorado and reports $100 million in regulatory assets under management in its Form ADV filed March 25, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 155725
- SEC file number
- 801-135676
- SEC status
- Approved, effective March 27, 2026
- Main office
- 26 W. Dry Creek Circle Suite 460, Littleton, CO 80120
- Phone
- (303) 794-0706
- Website
- cdpfinancial.com
- Regulatory AUM
- $100,463,661 in the Form ADV filed March 25, 2026
- Discretionary AUM
- $100,463,661
- Accounts
- 257
- Employees
- 2, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 25, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 24 | $75.4 million |
| Individuals (other than high net worth individuals) | 86 | $25 million |
Other advisers in Littleton
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Tucker Asset Management LLC | Littleton | $603.6 million | Not listed | adviserinfo.sec.gov |
| Whipplewood Advisors, LLC | Littleton | $324.5 million | Not listed | adviserinfo.sec.gov |
| Capital Financial Group, Inc. | Littleton | $237.4 million | Not listed | adviserinfo.sec.gov |
| Summitpoint Capital Management | Littleton | $132.5 million | Not listed | adviserinfo.sec.gov |
| Branzan Investment Advisors, Inc. | Littleton | $114.8 million | 3 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Littleton, CO
- Investment advisers in Colorado
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- CDP Financial Group, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.