Data / Investment advisers / Colorado / Tucker Asset Management LLC
Tucker Asset Management LLC, Littleton, CO: $604 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Tucker Asset Management LLC is an SEC registered investment adviser with its main office in Littleton, Colorado and reports $604 million in regulatory assets under management in its Form ADV filed October 15, 2026. Its clients include individuals, high net worth individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and hourly charges.
The request: Watch Tucker Asset Management LLC (CRD number 174844): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 174844
- SEC file number
- 801-107110
- SEC status
- Approved, effective January 13, 2016
- Main office
- 1520 West Canal Court Suite 100, Littleton, CO 80120
- Phone
- (303) 734-1234
- Website
- tuckeram.com
- Regulatory AUM
- $603,562,776 in the Form ADV filed October 15, 2026
- Discretionary AUM
- $531,701,503
- Non discretionary AUM
- $71,861,273
- Accounts
- 3,217
- Employees
- 80, of which 69 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges
- Other offices
- 60
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 15, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 2,900 | $428.6 million |
| High net worth individuals | 43 | $103.1 million |
| Pension and profit sharing plans | 17 | $71.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $603.6 million | March 4, 2026 |
| December 1, 2025 | $640.8 million | November 7, 2025 |
Other advisers in Littleton
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Aether Investment Partners, LLC | Littleton | $1.14 billion | 8 | adviserinfo.sec.gov |
| Sprinkle Financial Consultants LLC | Littleton | $926.1 million | Not listed | adviserinfo.sec.gov |
| Whipplewood Advisors, LLC | Littleton | $324.5 million | Not listed | adviserinfo.sec.gov |
| Capital Financial Group, Inc. | Littleton | $237.4 million | Not listed | adviserinfo.sec.gov |
| Summitpoint Capital Management | Littleton | $132.5 million | Not listed | adviserinfo.sec.gov |
| Branzan Investment Advisors, Inc. | Littleton | $114.8 million | 3 | adviserinfo.sec.gov |
| CDP Financial Group, LLC | Littleton | $100.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Littleton, CO
- Investment advisers in Colorado
- Advisers with $500 million to $1 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Tucker Asset Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.