Data / Investment advisers / Colorado / Princeton Fund Advisors, LLC
Princeton Fund Advisors, LLC, Denver, CO: $780 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Princeton Fund Advisors, LLC is an SEC registered investment adviser with its main office in Denver, Colorado and reports $780 million in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include investment companies. It is paid through a percentage of assets under management and performance based fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 157821
- SEC file number
- 801-72525
- SEC status
- Approved, effective June 30, 2011
- Main office
- 1580 Lincoln Street Suite 680, Denver, CO 80203
- Phone
- (303) 382-2880
- Website
- princetonfundadvisors.com
- Regulatory AUM
- $780,000,000 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $780,000,000
- Accounts
- 6
- Employees
- 8, of which 7 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 6 | $780 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $780 million | March 31, 2026 |
| December 1, 2025 | $806.2 million | March 31, 2025 |
Other advisers in Denver
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Uniting Wealth Partners | Denver | $934.6 million | Not listed | adviserinfo.sec.gov |
| Gill Capital Partners | Denver | $862.4 million | 1 | adviserinfo.sec.gov |
| Manna Tree Partners, LLC | Denver | $816.2 million | 12 | adviserinfo.sec.gov |
| Forum Capital Advisors LLC | Denver | $815.2 million | 5 | adviserinfo.sec.gov |
| Lapis Advisers, LP | Denver | $789.5 million | 8 | adviserinfo.sec.gov |
| Tillman Hartley LLC | Denver | $746.3 million | Not listed | adviserinfo.sec.gov |
| Alpha Capital Management Group LLC | Denver | $734.4 million | Not listed | adviserinfo.sec.gov |
| Clear Creek Advisors | Denver | $722.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Denver, CO
- Investment advisers in Colorado
- Advisers with $500 million to $1 billion in AUM
- Advisers serving investment companies
- Princeton Fund Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.