Data / Investment advisers / Colorado / Vanguard Capital
Vanguard Capital, Denver, CO: $190 million AUM, SEC registered investment adviser
Vanguard Capital is an SEC registered investment adviser with its main office in Denver, Colorado and reports $190 million in regulatory assets under management in its Form ADV filed September 1, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management and hourly charges.
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- Registration
- SEC registered investment adviser
- CRD number
- 285052
- SEC file number
- 801-108419
- SEC status
- Approved, effective October 27, 2016
- Legal name
- Vanguard Capital Wealth Advisors, LLC
- Main office
- 999 18 St Suite 3000, Denver, CO 80202
- Phone
- (844) 861-7504
- Website
- vcapwa.com
- Regulatory AUM
- $190,406,969 in the Form ADV filed September 1, 2026
- Discretionary AUM
- $190,406,969
- Accounts
- 414
- Employees
- 5
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges
- Other offices
- 3
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- September 1, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 52 | $143.9 million |
| Individuals (other than high net worth individuals) | 147 | $46.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $190.4 million | March 23, 2026 |
| December 1, 2025 | $171.3 million | March 19, 2025 |
Other advisers in Denver
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Altius Financial, Inc. | Denver | $212.2 million | Not listed | adviserinfo.sec.gov |
| Capital Asset Management, LLC | Denver | $208.8 million | Not listed | adviserinfo.sec.gov |
| Mercer Advisors Private Asset Management, Inc. | Denver | $205.6 million | 7 | adviserinfo.sec.gov |
| Hoffmann Hermanson | Denver | $198.1 million | Not listed | adviserinfo.sec.gov |
| Sanctuary Advisors | Denver | $191.5 million | Not listed | adviserinfo.sec.gov |
| Rockwood Equity Partners LLC | Denver | $189.8 million | 6 | adviserinfo.sec.gov |
| Steele Street Private Wealth Management | Denver | $187.5 million | Not listed | adviserinfo.sec.gov |
| Bullseye Asset Management LLC | Denver | $183.9 million | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Denver, CO
- Investment advisers in Colorado
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Vanguard Capital on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.