Data / Investment advisers / Colorado / Global Wealth Strategies and Associates, LLC
Global Wealth Strategies and Associates, LLC, Denver, CO: $457 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Global Wealth Strategies and Associates, LLC is an SEC registered investment adviser with its main office in Denver, Colorado and reports $457 million in regulatory assets under management in its Form ADV filed May 25, 2026. Its clients include individuals, high net worth individuals and business development companies. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 316072
- SEC file number
- 801-122556
- SEC status
- Approved, effective October 25, 2021
- Main office
- 3200 Cherry Creek South Drive Suite 280, Denver, CO 80209
- Phone
- (720) 420-4870
- Website
- gwsa.us
- Regulatory AUM
- $456,960,110 in the Form ADV filed May 25, 2026
- Discretionary AUM
- $456,960,110
- Accounts
- 2,946
- Employees
- 10, of which 9 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 25, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 805 | $273.4 million |
| High net worth individuals | 116 | $179.7 million |
| Business development companies | 4 | $3.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| February 2, 2026 | $457 million | January 21, 2026 |
| December 1, 2025 | $369.6 million | February 28, 2025 |
Other advisers in Denver
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Crescat Portfolio Management LLC | Denver | $536.1 million | 5 | adviserinfo.sec.gov |
| Denver Wealth Management, Inc. | Denver | $529.8 million | Not listed | adviserinfo.sec.gov |
| Denver PWM, LLC | Denver | $524.4 million | Not listed | adviserinfo.sec.gov |
| G&S Capital LLC | Denver | $475.6 million | Not listed | adviserinfo.sec.gov |
| Towle & Co | Denver | $473.7 million | 2 | adviserinfo.sec.gov |
| Primark Advisors, LLC | Denver | $451.5 million | Not listed | adviserinfo.sec.gov |
| Avant Management LLC | Denver | $449 million | 3 | adviserinfo.sec.gov |
| Shearwater Capital | Denver | $427.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Denver, CO
- Investment advisers in Colorado
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Global Wealth Strategies and Associates, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.