Data / Investment advisers / Colorado / Schaefer Financial Management, Inc.
Schaefer Financial Management, Inc., Centennial, CO: $1.1 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Schaefer Financial Management, Inc. is an SEC registered investment adviser with its main office in Centennial, Colorado and reports $1.1 billion in regulatory assets under management in its Form ADV filed March 26, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Schaefer Financial Management, Inc. (CRD number 110110): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 110110
- SEC file number
- 801-34341
- SEC status
- Approved, effective April 12, 1989
- Main office
- 7700 East Arapahoe Road Suite 265, Centennial, CO 80112
- Phone
- (303) 770-6700
- Regulatory AUM
- $1,114,890,977 in the Form ADV filed March 26, 2026
- Non discretionary AUM
- $1,114,890,977
- Accounts
- 1,776
- Employees
- 9, of which 7 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 26, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 233 | $1.02 billion |
| Individuals (other than high net worth individuals) | 213 | $95.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.11 billion | March 26, 2026 |
| December 1, 2025 | $979.1 million | March 30, 2025 |
Other advisers in Centennial
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Ux Wealth Partners LLC | Centennial | $1.87 billion | Not listed | adviserinfo.sec.gov |
| Fi401k Advisors | Centennial | $915 million | Not listed | adviserinfo.sec.gov |
| Peak Planning Group, LLC | Centennial | $710 million | Not listed | adviserinfo.sec.gov |
| PVG Asset Management Corp | Centennial | $624.9 million | Not listed | adviserinfo.sec.gov |
| JHP Wealth Management, LLC | Centennial | $223.8 million | Not listed | adviserinfo.sec.gov |
| FFG Retirement Counseling | Centennial | $216.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Centennial, CO
- Investment advisers in Colorado
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Schaefer Financial Management, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.