Data / Investment advisers / Florida / Dakota Wealth, LLC
Dakota Wealth, LLC, Palm Beach Gardens, FL: $6.9 billion AUM, SEC registered investment adviser
Dakota Wealth, LLC is an SEC registered investment adviser with its main office in Palm Beach Gardens, Florida and reports $6.9 billion in regulatory assets under management in its Form ADV filed August 11, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and fixed fees. It advises 1 private fund.
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- Registration
- SEC registered investment adviser
- CRD number
- 297987
- SEC file number
- 801-114097
- SEC status
- Approved, effective October 8, 2018
- Main office
- 11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418
- Phone
- (561) 774-8101
- Website
- dakotawm.com
- Regulatory AUM
- $6,941,956,964 in the Form ADV filed August 11, 2026
- Discretionary AUM
- $6,933,273,402
- Non discretionary AUM
- $8,683,562
- Accounts
- 11,161
- Employees
- 91, of which 61 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Private funds
- 1: 1 hedge fund
- Gross assets of private funds
- $465,000
- Other offices
- 21
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- August 11, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 1,287 | $4.66 billion |
| Individuals (other than high net worth individuals) | 2,441 | $1.93 billion |
| Pension and profit sharing plans | 14 | $297 million |
| Charitable organizations | 12 | $52 million |
| Corporations or other businesses | 9 | $3.7 million |
| Pooled investment vehicles | 1 | $465,000 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $6.94 billion | March 24, 2026 |
| December 1, 2025 | $6.34 billion | November 3, 2025 |
Other advisers in Palm Beach Gardens
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Lighthouse Investment Partners, LLC | Palm Beach Gardens | $107.45 billion | 139 | adviserinfo.sec.gov |
| Hood River Capital Management LLC | Palm Beach Gardens | $9.45 billion | 3 | adviserinfo.sec.gov |
| DSM Capital Partners | Palm Beach Gardens | $7.56 billion | 2 | adviserinfo.sec.gov |
| Gladstone Wealth Partners | Palm Beach Gardens | $5.68 billion | Not listed | adviserinfo.sec.gov |
| GWN Securities Inc. | Palm Beach Gardens | $4.75 billion | Not listed | adviserinfo.sec.gov |
| Money Concepts Advisory Service | Palm Beach Gardens | $4.07 billion | Not listed | adviserinfo.sec.gov |
| Lri Investments | Palm Beach Gardens | $2.78 billion | Not listed | adviserinfo.sec.gov |
| Ram Realty Advisors LLC | Palm Beach Gardens | $2.14 billion | 8 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Palm Beach Gardens, FL
- Investment advisers in Florida
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Advisers that manage private funds
- Dakota Wealth, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.