Data / Investment advisers / Florida / Money Concepts Advisory Service
Money Concepts Advisory Service, Palm Beach Gardens, FL: $4.1 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Money Concepts Advisory Service is an SEC registered investment adviser with its main office in Palm Beach Gardens, Florida and reports $4.1 billion in regulatory assets under management in its Form ADV filed March 24, 2026. Its clients include individuals, high net worth individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Money Concepts Advisory Service (CRD number 12963): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 12963
- SEC file number
- 801-39736
- SEC status
- Approved, effective October 7, 1991
- Legal name
- Money Concepts Capital Corp
- Main office
- 11440 Jog Road, Palm Beach Gardens, FL 33418
- Phone
- (561) 472-2000
- Website
- moneyconcepts.com
- Regulatory AUM
- $4,067,994,442 in the Form ADV filed March 24, 2026
- Discretionary AUM
- $2,477,216,370
- Non discretionary AUM
- $1,590,778,072
- Accounts
- 17,032
- Employees
- 478, of which 375 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, other fees
- Other offices
- 25
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions, self-regulatory organization actions, civil court actions
- Latest Form ADV filing
- March 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 16,296 | $3.00 billion |
| High net worth individuals | 511 | $993.5 million |
| Pension and profit sharing plans | 143 | $37.4 million |
| Corporations or other businesses | 51 | $24.1 million |
| Charitable organizations | 31 | $9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $4.07 billion | March 24, 2026 |
| December 1, 2025 | $3.33 billion | September 22, 2025 |
Other advisers in Palm Beach Gardens
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Hood River Capital Management LLC | Palm Beach Gardens | $9.45 billion | 3 | adviserinfo.sec.gov |
| DSM Capital Partners | Palm Beach Gardens | $7.56 billion | 2 | adviserinfo.sec.gov |
| Dakota Wealth, LLC | Palm Beach Gardens | $6.94 billion | 1 | adviserinfo.sec.gov |
| Gladstone Wealth Partners | Palm Beach Gardens | $5.68 billion | Not listed | adviserinfo.sec.gov |
| GWN Securities Inc. | Palm Beach Gardens | $4.75 billion | Not listed | adviserinfo.sec.gov |
| Lri Investments | Palm Beach Gardens | $2.78 billion | Not listed | adviserinfo.sec.gov |
| Ram Realty Advisors LLC | Palm Beach Gardens | $2.14 billion | 8 | adviserinfo.sec.gov |
| Volatility Shares LLC | Palm Beach Gardens | $2.04 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Palm Beach Gardens, FL
- Investment advisers in Florida
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Money Concepts Advisory Service on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.