Data / Investment advisers / Minnesota / Gradient Investments, LLC
Gradient Investments, LLC, Arden Hills, MN: $8.8 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Gradient Investments, LLC is an SEC registered investment adviser with its main office in Arden Hills, Minnesota and reports $8.8 billion in regulatory assets under management in its Form ADV filed October 20, 2026. Its clients include individuals, high net worth individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Gradient Investments, LLC (CRD number 141726): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 141726
- SEC file number
- 801-70812
- SEC status
- Approved, effective December 1, 2009
- Main office
- 4105 Lexington Avenue North Suite 250, Arden Hills, MN 55126
- Phone
- (888) 824-3525
- Regulatory AUM
- $8,836,117,690 in the Form ADV filed October 20, 2026
- Discretionary AUM
- $8,836,117,690
- Accounts
- 79,966
- Employees
- 41, of which 15 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- October 20, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 24,809 | $5.46 billion |
| High net worth individuals | 1,994 | $3.37 billion |
| Pension and profit sharing plans | 3 | $4.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| September 1, 2026 | $8.84 billion | August 17, 2026 |
| March 2, 2026 | $8.20 billion | February 4, 2026 |
| January 2, 2026 | $8.07 billion | December 19, 2025 |
| December 1, 2025 | $7.10 billion | October 31, 2025 |
Other advisers in Minnesota
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Devenir Investment Advisors, LLC | Bloomington | $12.99 billion | Not listed | adviserinfo.sec.gov |
| Northrock Partners, LLC | Minneapolis | $12.19 billion | 1 | adviserinfo.sec.gov |
| Mairs & Power | St. Paul | $12.14 billion | 2 | adviserinfo.sec.gov |
| Fiduciary Counselling Inc | St Paul | $10.06 billion | Not listed | adviserinfo.sec.gov |
| Intellicents Investment Solutions Inc | Albert Lea | $9.92 billion | Not listed | adviserinfo.sec.gov |
| Hays Financial Group, LLC | Minneapolis | $7.45 billion | Not listed | adviserinfo.sec.gov |
| Carval Clo Management LLC | Minneapolis | $7.30 billion | 17 | adviserinfo.sec.gov |
| Thrivent Advisor Network, LLC | Minneapolis | $6.84 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Minnesota
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Gradient Investments, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.