Data / Investment advisers / Wisconsin / Harbour Investments, Inc.
Harbour Investments, Inc., Madison, WI: $9.6 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Harbour Investments, Inc. is an SEC registered investment adviser with its main office in Madison, Wisconsin and reports $9.6 billion in regulatory assets under management in its Form ADV filed October 30, 2026. Its clients include individuals, high net worth individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and subscription fees.
The request: Watch Harbour Investments, Inc. (CRD number 19258): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 19258
- SEC file number
- 801-29185
- SEC status
- Approved, effective April 10, 1987
- Main office
- 575 D'Onofrio Drive Suite 300, Madison, WI 53719
- Phone
- (608) 662-6100
- Regulatory AUM
- $9,599,102,688 in the Form ADV filed October 30, 2026
- Discretionary AUM
- $7,618,548,062
- Non discretionary AUM
- $1,980,554,626
- Accounts
- 44,629
- Employees
- 232, of which 213 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, subscription fees, fixed fees, commissions
- Other offices
- 137
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- October 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 28,325 | $6.65 billion |
| High net worth individuals | 1,502 | $2.60 billion |
| Charitable organizations | 159 | $125.3 million |
| State or municipal government entities | Fewer than 5 | $107.6 million |
| Pension and profit sharing plans | 227 | $71.5 million |
| Corporations or other businesses | 96 | $46.5 million |
| Insurance companies | Fewer than 5 | $3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $9.60 billion | March 31, 2026 |
| December 1, 2025 | $7.57 billion | November 26, 2025 |
Other advisers in Madison
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Trustage Investment Management | Madison | $39.46 billion | 6 | adviserinfo.sec.gov |
| Madison Investment Advisors, LLC | Madison | $13.84 billion | Not listed | adviserinfo.sec.gov |
| Baker Tilly Wealth Management, LLC | Madison | $5.19 billion | Not listed | adviserinfo.sec.gov |
| Madison Asset Management | Madison | $4.86 billion | Not listed | adviserinfo.sec.gov |
| Thompson Investment Management, Inc. | Madison | $3.08 billion | Not listed | adviserinfo.sec.gov |
| Resonant Capital Advisors, LLC | Madison | $2.96 billion | Not listed | adviserinfo.sec.gov |
| Isthmus Partners, LLC | Madison | $1.44 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Madison, WI
- Investment advisers in Wisconsin
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Harbour Investments, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.