Data / Investment advisers / Serving individuals / Alabama
Investment advisers in Alabama serving individuals: 69 firms
69 SEC registered investment advisers with a main office in Alabama report individuals among their clients in Form ADV item 5.D, and together they attribute $20.6 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Waverly Advisors, LLC.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 69Advisers
- $20.6 billionAUM from this client type
- 69Advisers over $100 million
- November 2, 2026File date
Advisers in Alabama serving individuals
Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | Clients of this type | AUM from this type | Total AUM | Source |
|---|
| Waverly Advisors, LLC | Birmingham | 8,621 | $3.78 billion | $29.87 billion | adviserinfo.sec.gov |
| Aptus Capital Advisors, LLC | Fairhope | 10,335 | $2.96 billion | $14.14 billion | adviserinfo.sec.gov |
| RFG Advisory, LLC | Vestavia Hills | 15,951 | $2.53 billion | $7.97 billion | adviserinfo.sec.gov |
| Stonex Advisors Inc. | Birmingham | 8,721 | $2.28 billion | $5.09 billion | adviserinfo.sec.gov |
| Oneascent Financial Services LLC | Birmingham | 4,324 | $1.11 billion | $3.54 billion | adviserinfo.sec.gov |
| Lanark Financial, Inc. | Birmingham | 3,228 | $882 million | $1.78 billion | adviserinfo.sec.gov |
| Eversource Wealth Advisors, LLC | Birmingham | 1,715 | $852.2 million | $5.10 billion | adviserinfo.sec.gov |
| Leavell Investment Management, Inc. | Mobile | 2,314 | $474.5 million | $3.40 billion | adviserinfo.sec.gov |
| The Welch Group, LLC | Birmingham | 726 | $291.1 million | $3.68 billion | adviserinfo.sec.gov |
| Southern Financial Group, LLC | Birmingham | 788 | $280.1 million | $1.05 billion | adviserinfo.sec.gov |
| Meld Financial, Inc. | Birmingham | 827 | $255.7 million | $776.4 million | adviserinfo.sec.gov |
| Cloud Investments, LLC | Huntsville | 904 | $253.4 million | $404 million | adviserinfo.sec.gov |
| Strauss Financial Group | Hoover | 211 | $243 million | $276 million | adviserinfo.sec.gov |
| Hayek Kallen Investment Management L.L.C. | Fairhope | 179 | $235.5 million | $424.4 million | adviserinfo.sec.gov |
| Tucker Financial Group | Montgomery | 2,367 | $225.5 million | $339 million | adviserinfo.sec.gov |
| Park Place Capital Corporation | Homewood | 571 | $211.4 million | $879.2 million | adviserinfo.sec.gov |
| Williams Financial Group | Mobile | 422 | $209.6 million | $354.8 million | adviserinfo.sec.gov |
| Jackson Thornton Wealth Management, LLC | Montgomery | 588 | $198.7 million | $2.01 billion | adviserinfo.sec.gov |
| Keel Point, LLC | Huntsville | 714 | $198.4 million | $4.07 billion | adviserinfo.sec.gov |
| Oneascent Wealth Management | Birmingham | 790 | $193.7 million | $475.6 million | adviserinfo.sec.gov |
| Truewealth Advisors, LLC | Hoover | 793 | $177.2 million | $547.5 million | adviserinfo.sec.gov |
| Oakworth Asset Management, LLC | Birmingham | 373 | $171.4 million | $846.3 million | adviserinfo.sec.gov |
| Mitchell, McLeod, Pugh & Williams, Inc. | Mobile | 538 | $170.2 million | $2.66 billion | adviserinfo.sec.gov |
| Money Management Services Inc | Birmingham | 368 | $152.2 million | $442.7 million | adviserinfo.sec.gov |
| Birmingham Capital Management Co Inc | Birmingham | 68 | $142 million | $273.6 million | adviserinfo.sec.gov |
| BCR Wealth Strategies | Vestavia | 227 | $135.8 million | $528.1 million | adviserinfo.sec.gov |
| Sunburst Financial Group, LLC | Vestavia Hills | 609 | $120.7 million | $808.1 million | adviserinfo.sec.gov |
| Axient Investment Advisors LLC | Huntsville | 478 | $109.1 million | $454 million | adviserinfo.sec.gov |
| Fairvoy Private Wealth, LLC | Birmingham | 278 | $103.5 million | $605.1 million | adviserinfo.sec.gov |
| Trust Advisory Group LTD | Birmingham | 492 | $99 million | $313.5 million | adviserinfo.sec.gov |
| Mayfair Advisory Group, LLC | Birmingham | 235 | $87.6 million | $806.4 million | adviserinfo.sec.gov |
| Capsouth Wealth Management | Dothan | 209 | $83.5 million | $1.00 billion | adviserinfo.sec.gov |
| Ellis Wealth Advisors, LLC | Madison | 130 | $82 million | $155 million | adviserinfo.sec.gov |
| BMSS Wesson Wealth Solutions | Birmingham | 76 | $72.6 million | $704 million | adviserinfo.sec.gov |
| Smith Thornton Advisors, LLC | Huntsville | 236 | $71.7 million | $852.3 million | adviserinfo.sec.gov |
| Southern Capital Services Inc | Daphne | 331 | $70.7 million | $192.5 million | adviserinfo.sec.gov |
| Steadmont Advisors, LLC | Birmingham | 203 | $69 million | $430.7 million | adviserinfo.sec.gov |
| Magnolia Wealth Management LLC | Dothan | 285 | $66.8 million | $183.3 million | adviserinfo.sec.gov |
| Navigate Wealth Management, LLC | Birmingham | 140 | $65.3 million | $429.6 million | adviserinfo.sec.gov |
| Walton Financial | Birmingham | 199 | $62.7 million | $182.9 million | adviserinfo.sec.gov |
| Brown Financial Advisory | Fairhope | 121 | $59.3 million | $468.2 million | adviserinfo.sec.gov |
| 6th Street Advisors, LLC | Daphne | 130 | $51.6 million | $256.5 million | adviserinfo.sec.gov |
| Marble Wealth, LLC | Montgomery | 159 | $51.1 million | $1.05 billion | adviserinfo.sec.gov |
| BHK Investment Advisors | Birmingham | 123 | $49.9 million | $794.1 million | adviserinfo.sec.gov |
| Longview Financial Advisors, Inc. | Huntsville | 112 | $49.1 million | $208.2 million | adviserinfo.sec.gov |
| Aragon Capital, LLC | Homewood | 123 | $49.1 million | $112.1 million | adviserinfo.sec.gov |
| Infinity Tax & Financial Planning | Huntsville | 299 | $49.1 million | $100 million | adviserinfo.sec.gov |
| Blalock Williams, LLC | Alexander City | 197 | $47.3 million | $242.6 million | adviserinfo.sec.gov |
| Johnson Sterling, Inc. | Birmingham | 161 | $45.6 million | $3.90 billion | adviserinfo.sec.gov |
| Canterbury Capital Wealth Management, LLC | Tuscaloosa | 251 | $43.3 million | $132.1 million | adviserinfo.sec.gov |
| Brighthaven Financial Advisors | Huntsville | 164 | $39.2 million | $106.6 million | adviserinfo.sec.gov |
| Approach Retirement Advisors, LLC | Birmingham | 81 | $36.2 million | $227.5 million | adviserinfo.sec.gov |
| Aull & Monroe | Mobile | 121 | $35.1 million | $323.2 million | adviserinfo.sec.gov |
| JMF Capstone Wealth Management | Tuscaloosa | 107 | $31.1 million | $416.1 million | adviserinfo.sec.gov |
| Retirement Advisors, Inc. | Mobile | 103 | $28.1 million | $159.6 million | adviserinfo.sec.gov |
| Kassouf Wealth Advisors, LLC | Birmingham | 86 | $25.2 million | $471.3 million | adviserinfo.sec.gov |
| Wilkins Miller Wealth Management, LLC | Mobile | 99 | $24.6 million | $257.5 million | adviserinfo.sec.gov |
| Mainsail Asset Management, LLC | Birmingham | 51 | $23.5 million | $598.8 million | adviserinfo.sec.gov |
| Naviant Partners, LLC | Fairhope | 73 | $22.7 million | $177.3 million | adviserinfo.sec.gov |
| Timberchase Financial, LLC | Homewood | 33 | $16 million | $280.2 million | adviserinfo.sec.gov |
| Greybox Investments | Birmingham | 72 | $16 million | $176.7 million | adviserinfo.sec.gov |
| PMD Advisory | Hoover | 93 | $14.9 million | $111.6 million | adviserinfo.sec.gov |
| BHK Securities, LLC | Birmingham | 42 | $14.9 million | $128.4 million | adviserinfo.sec.gov |
| Oneascent Family Offices | Birmingham | 43 | $13.6 million | $544.5 million | adviserinfo.sec.gov |
| Colarion | Mountain Brook | 41 | $10.5 million | $188.3 million | adviserinfo.sec.gov |
| Bright Investments, LLC | Auburn | 16 | $5.3 million | $151.5 million | adviserinfo.sec.gov |
| Oneascent Investment Solutions, LLC | Birmingham | 6 | $1.9 million | $987.2 million | adviserinfo.sec.gov |
| Bluewater Wealth Advisors, LLC | Vestavia Hills | 8 | $1.8 million | $145.8 million | adviserinfo.sec.gov |
| Porter White Investment Advisors, Inc. | Birmingham | 10 | $1.5 million | $748.2 million | adviserinfo.sec.gov |
Also on SpecStream
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.