Data / Investment advisers / Alabama / Smith Thornton Advisors, LLC
Smith Thornton Advisors, LLC, Huntsville, AL: $852 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Smith Thornton Advisors, LLC is an SEC registered investment adviser with its main office in Huntsville, Alabama and reports $852 million in regulatory assets under management in its Form ADV filed August 25, 2026. Its clients include pension and profit sharing plans, high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Smith Thornton Advisors, LLC (CRD number 312537): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 312537
- SEC file number
- 801-120351
- SEC status
- Approved, effective February 22, 2021
- Main office
- 626 Clinton Avenue West Suite 100, Huntsville, AL 35801
- Phone
- (256) 715-7715
- Regulatory AUM
- $852,253,140 in the Form ADV filed August 25, 2026
- Discretionary AUM
- $731,245,529
- Non discretionary AUM
- $121,007,611
- Accounts
- 858
- Employees
- 8, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 25, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 8 | $465.1 million |
| High net worth individuals | 91 | $305.6 million |
| Individuals (other than high net worth individuals) | 236 | $71.7 million |
| Corporations or other businesses | 2 | $7.3 million |
| Charitable organizations | 3 | $1.4 million |
| State or municipal government entities | 1 | $1.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $852.3 million | March 23, 2026 |
| December 1, 2025 | $733.6 million | March 19, 2025 |
Other advisers in Alabama
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Marble Wealth, LLC | Montgomery | $1.05 billion | Not listed | adviserinfo.sec.gov |
| Anderson Growth Partners, LLC | Birmingham | $1.01 billion | 37 | adviserinfo.sec.gov |
| Capsouth Wealth Management | Dothan | $1.00 billion | Not listed | adviserinfo.sec.gov |
| Oneascent Investment Solutions, LLC | Birmingham | $987.2 million | Not listed | adviserinfo.sec.gov |
| Park Place Capital Corporation | Homewood | $879.2 million | Not listed | adviserinfo.sec.gov |
| Oakworth Asset Management, LLC | Birmingham | $846.3 million | Not listed | adviserinfo.sec.gov |
| Sunburst Financial Group, LLC | Vestavia Hills | $808.1 million | Not listed | adviserinfo.sec.gov |
| Mayfair Advisory Group, LLC | Birmingham | $806.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Alabama
- Advisers with $500 million to $1 billion in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving high net worth individuals
- Smith Thornton Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.