Data / Investment advisers / California / Independent Financial Group, LLC
Independent Financial Group, LLC, San Diego, CA: $12.9 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Independent Financial Group, LLC is an SEC registered investment adviser with its main office in San Diego, California and reports $12.9 billion in regulatory assets under management in its Form ADV filed September 29, 2026. Its clients include individuals, high net worth individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Independent Financial Group, LLC (CRD number 7717): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 7717
- SEC file number
- 801-62667
- SEC status
- Approved, effective January 30, 2004
- Main office
- 12671 High Bluff Dr Suite 200, San Diego, CA 92130
- Phone
- (858) 436-3180
- Website
- ifgsd.com
- Regulatory AUM
- $12,925,435,801 in the Form ADV filed September 29, 2026
- Discretionary AUM
- $12,720,534,544
- Non discretionary AUM
- $204,901,257
- Accounts
- 54,951
- Employees
- 624, of which 476 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, commissions, performance based fees
- Other offices
- 312
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- September 29, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 23,458 | $7.12 billion |
| High net worth individuals | 2,438 | $5.16 billion |
| Corporations or other businesses | 307 | $321 million |
| Pension and profit sharing plans | 347 | $247.8 million |
| Charitable organizations | 85 | $71 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $12.93 billion | March 17, 2026 |
| December 1, 2025 | $11.32 billion | September 4, 2025 |
Other advisers in San Diego
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Chandler Asset Management Inc | San Diego | $45.31 billion | Not listed | adviserinfo.sec.gov |
| Pure Financial Advisors, LLC | San Diego | $11.05 billion | Not listed | adviserinfo.sec.gov |
| Fairfield Realty Advisors LLC | San Diego | $6.20 billion | 10 | adviserinfo.sec.gov |
| LM Capital Group, LLC | San Diego | $6.10 billion | Not listed | adviserinfo.sec.gov |
| American Assets Investment Management, LLC | San Diego | $5.87 billion | 1 | adviserinfo.sec.gov |
| Metis Global Partners, LLC | San Diego | $5.67 billion | 13 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Diego, CA
- Investment advisers in California
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Independent Financial Group, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.